CP 263 Risk management systems of responsible entities: Further proposals

Released 21 July 2016. Comments due 1 September 2016.

This paper sets out our proposals to provide guidance to responsible entities on our expectations for compliance with their obligation to maintain adequate risk management systems under s912A(1)(h) of the Corporations Act 2001 (Corporations Act).

This paper builds on the proposals in Consultation Paper 204 Risk management systems of responsible entities (CP 204).

We have set out our proposed guidance in the draft regulatory guide attached to this paper.

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CP 263 (PDF 417 KB)

REP 517 Response to submissions

RG 259 and regulation impact statement

Last updated: 11/05/2017 09:25