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CP 327 Implementing the Royal Commission recommendations: Mortgage brokers and the best interests duty

Released 20 February 2020. Comments closed 20 March 2020.

This consultation paper sets out ASIC's proposals for guidance on reforms relating to mortgage brokers, including a best interests duty and the conflict priority rule.

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Related documents

  • Regulatory Guide 273 Mortgage brokers: Best interests duty

  • Report 662 Response to submissions on CP 327 on mortgage brokers and the best interests duty

Submissions

(non-confidential)

  1. AHL Investments (PDF 131KB)
  2. Australian Banking Association (PDF 209KB)
  3. Australian Finance Industry Association (PDF 219KB)
  4. Australian Financial Group (PDF 326KB)
  5. Combined Industry Forum (PDF 402KB)
  6. Connective Credit Services (PDF 12.3MB)
  7. Consumer Advocates (PDF 243KB)
  8. Finance Brokers Association of Australia (PDF 642KB)
  9. Financial Planning Association of Australia (PDF 99KB)
  10. Hatch Financial Services (PDF 114KB)
  11. Legal Aid Queensland (PDF 216KB)
  12. Mortgage & Finance Association of Australia (PDF 320KB)
  13. Mortgage Choice (PDF 714KB)
  14. Prospa Advance (PDF 109KB)
  15. Purple Circle Financial Services (PDF 108KB)
Last updated: 20/02/2020 12:00