CP 347 Proposed amendments to the prohibition on order incentives in the ASIC market integrity rules

Released 25 August 2021. Comments close 3 November 2021.

This paper sets out our proposal to amend the prohibition on order incentives in Part 5.4B of the ASIC Market Integrity Rules (Securities Markets) 2017. The purpose of our proposed amendments is to close a regulatory gap in the current rules, to circumvent the emergence of payment for order flow arrangements in Australia.
We are seeking the views of interested stakeholders on our proposal.

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Last updated: 25/08/2021 11:56