CP 361 Proposed changes to simplify the ASIC Derivative Transaction Rules (Reporting): Second consultation
This page contains CP 361 and also CP 361a which sets out follow-on proposals to CP 361.
CP 361 Proposed changes to simplify the ASIC Derivative Transaction Rules (Reporting): Second consultation
Released 16 May 2022. Comments close 8 July 2022.
This consultation paper sets out further proposals to amend the ASIC Derivative Transaction Rules (Reporting) 2013 made under s901A of the Corporations Act 2001, following our first round of consultation in Consultation Paper 334 Proposed changes to simplify the ASIC Derivative Transaction Rules (Reporting): First consultation (CP 334). We are also giving our feedback on the first round of consultation.
We are seeking the views of interested stakeholders on our proposals. We also request certain information from stakeholders to inform the development of our final rules.
Download
- CP 361 (PDF 1.9 MB)
- Attachment 1 to CP 361: Draft remade ASIC Rules (PDF 842 KB)
- Attachment 2 to CP 361: Draft amended ASIC Rules (PDF 1.5 MB)
- Comparison Document-Remade vs Current (PDF 1.2 MB)
- Comparison Document-Amended vs Remade (PDF 1.2 MB)
- Report 755 Response to submissions on CP 361 Proposed changes to simplify the ASIC Derivative Transaction Rules (Reporting): Second consultation (REP 755)
Submissions
Post consultation feedback and response
ASIC undertook further consultation with ISDA, AFMA and GFMA following the closing date for feedback on CP 361. Below are the letters setting out the further consultation that was undertaken.
CP 361a ASIC Derivative Transaction Rules (Reporting) 2024: Follow-on consultation on changes to data elements and other minor amendments
Released 15 November 2023. Comments close 15 December 2023.
This consultation paper sets out proposals to amend the ASIC Derivative Transaction Rules (Reporting) 2024 made under s901A of the Corporations Act 2001 for certain data elements, consequential rule changes, and other minor changes. This consultation paper follows our first round of consultation in Consultation Paper 334 Proposed changes to simplify the ASIC Derivative Transaction Rules (Reporting): First consultation (CP 334) and our second round of consultation in Consultation Paper 361 Proposed changes to simplify the ASIC Derivative Transaction Rules (Reporting): Second consultation (CP 361).
We are seeking the views of interested stakeholders on our proposals.