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REP-669 - REPORT
REP 669 Response to submissions on CP 312 Stub equity in control transactions

Released 24 September 2020 This report highlights the key issues that arose out of the submissions received on Consultation Paper 312 Stub equity in ...

REP-668 - REPORT
REP 668 Allocations in debt capital market transactions

Released 22 September 2020 This report summarises the findings of our thematic surveillance of debt capital raising practices and selected ...

REP-667 - REPORT
REP 667 Response to submissions on CP 328 Initial public offers: Relief for voluntary escrow arrangements and pre-prospectus communications

Released 27 August 2020 This report highlights the key issues that arose out of the submissions received on Consultation Paper 328 Initial public ...

REP-666 - REPORT
REP 666 ASIC enforcement update January to June 2020

Released 22 September 2020 This Update reports on our enforcement progress in the period from January to June 2020 – a period in which the world ...

REP-665 - REPORT
REP 665 Response to submissions on CP 311 Internal dispute resolution: Update to RG 165

Released 30 July 2020 This report highlights the key issues that arose out of the submissions received on Consultation Paper 311 Internal dispute ...

REP-664 - REPORT
REP 664 Overview of decisions on relief applications (October 2019 to March 2020)

Released 23 June 2020 This report is for participants in the capital markets and financial services industry who are prospective applicants for ...

REP-663 - REPORT
REP 663 Regulator Performance Framework: ASIC self-assessment 2018-19

Released 19 June 2020 The Regulator Performance Framework (Framework) provides a set of six common key performance indicators (KPIs) for Australian ...

REP-662 - REPORT
REP 662 Response to submissions on CP 327 on mortgage brokers and the best interests duty

Released 24 June 2020 This report highlights the key issues that arose out of the submissions received on Consultation Paper 327 Implementing the ...

REP-661 - REPORT
REP 661 Response to submissions on CP 313 Product intervention power

This report highlights the key issues that arose out of the submissions received on Consultation Paper 313 Product intervention power (CP 313) and ...

REP-660 - REPORT
REP 660 ASIC enforcement update July to December 2019

This report is ASIC’s overview of enforcement outcomes, priorities and cases during the period 1 July to 31 December 2019. Download the report ...

Last updated: 20/10/2014 12:00