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663 "Reports" found
REP-664 - REPORT
REP 664 Overview of decisions on relief applications (October 2019 to March 2020)

Released 23 June 2020 This report is for participants in the capital markets and financial services industry who are prospective applicants for ...

REP-663 - REPORT
REP 663 Regulator Performance Framework: ASIC self-assessment 2018-19

Released 19 June 2020 The Regulator Performance Framework (Framework) provides a set of six common key performance indicators (KPIs) for Australian ...

REP-662 - REPORT
REP 662 Response to submissions on CP 327 on mortgage brokers and the best interests duty

Released 24 June 2020 This report highlights the key issues that arose out of the submissions received on Consultation Paper 327 Implementing the ...

REP-661 - REPORT
REP 661 Response to submissions on CP 313 Product intervention power

This report highlights the key issues that arose out of the submissions received on Consultation Paper 313 Product intervention power (CP 313) and ...

REP-660 - REPORT
REP 660 ASIC enforcement update July to December 2019

This report is ASIC’s overview of enforcement outcomes, priorities and cases during the period 1 July to 31 December 2019. Download the report ...

REP-659 - REPORT
REP 659 ASIC regulation of corporate finance: July to December 2019

Released 20 April 2020 This report is for companies, lawyers, corporate advisers and compliance professionals working in corporate finance. It ...

REP-658 - REPORT
REP 658 ASIC regulation of registered liquidators: July 2018 to June 2019

Published 14 April 2020 This report is for registered liquidators and other interested stakeholders. It summarises the work undertaken and outcomes ...

REP-657 - REPORT
REP 657 Survey of crowd-sourced funding intermediaries: 2018–19

Released 9 April 2020 This report outlines findings from ASIC’s second crowd-sourced funding (CSF) industry survey and tracks the growth and ...

REP-656 - REPORT
REP 656 Response to submissions on CP 301 and CP 315 on foreign financial services providers

Released 10 March 2020 This report highlights the key issues that arose out of the submissions received on Consultation Paper 301 Foreign financial ...

REP-655 - REPORT
REP 655 Review of member communications: Protecting Your Superannuation Package (PYSP) reform

Released 12 February 2020 REP 655 details our review of trustee communications to superannuation fund members in relation to the Treasury Laws ...

Last updated: 20/10/2014 12:00