RG 105 Licensing: Organisational competence

Issued 15 December 2016

This is a guide for Australian financial services licensees and licence applicants.

This guide describes what we look for when we assess compliance with the ‘organisational competence obligation’, which is one of the general obligations under s912A(1) of the Corporations Act 2001.

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Last updated: 11/10/2007 12:00