RG 133 Funds management and custodial services: Holding assets

Issued 31 July 2018

This guide is for:

  • Ÿresponsible entities of registered managed investment schemes (registered schemes);
  • Ÿlicensed providers of custodial services (licensed custody providers);
  • managed discretionary account (MDA) providers that are responsible to clients for assets held under an MDA; and
  • Ÿinvestor directed portfolio service (IDPS) operators that are responsible to clients for assets held under an IDPS.

It explains the Australian financial services (AFS) licence obligations that apply to these entities in relation to holding assets and sets out minimum standards for asset holders.

Download RG 133 (PDF 513KB)

Last updated: 21/11/2013 12:00