RG 38 The hawking prohibitions

Reissued 4 December 2019

This guide is for people who offer financial products for issue or sale during or following an unsolicited meeting or telephone call.

It gives guidance on some issues they should consider when complying with the hawking prohibitions under the Corporations Act 2001.

Download RG 38 (PDF 365KB)

Last updated: 04/12/2019 12:00