RG 90 Example Statement of Advice: Scaled advice for a new client

Issued 7 December 2017

This guide is for Australian financial services (AFS) licensees, authorised representatives and advisers who give personal advice to retail clients.

It explains how and why we have developed an example Statement of Advice (SOA) for scaled advice (i.e. personal advice that is limited in scope) on personal insurance for a new retail client.

The example SOA was developed in consultation with stakeholders, and we acknowledge their valuable contribution throughout the process.

Download RG 90 (PDF 705 KB)

Last updated: 20/08/2013 12:00