REP 459 Professional indemnity insurance market for AFS licensees providing financial product advice

Released 14 December 2015

This report contains our findings about the state of the professional indemnity (PI) insurance market for Australian financial services (AFS) licensees that provide financial product advice to retail clients on Tier 1 products.

We also analyse where there may be a risk of non-compliance with current law and policy, as well as other regulatory risk such as the potential lack of practical availability of adequate PI insurance.

Download REP 459 (PDF 594 KB) | Read the media release

Last updated: 30/03/2021 09:31