REP 605 Allocations in equity raising transactions
Released 20 December 2018
This report sets out the findings from our review of market practice for the allocation of securities in equity raising transactions in the Australian market. It focuses on the conduct of licensees and the factors considered in making allocation recommendations to issuers.
The findings and better practices are relevant to Australian financial services (AFS) licensees and listed entities, or entities seeking to list on an exchange.