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REP 619 Market integrity report: July to December 2018

Released 31 May 2019

We are driving the integrity, confidence and innovation of Australian markets so firms can thrive and investors can participate with confidence.

This report highlights some of the activities the Market Integrity Group undertook between 1 July and 31 December 2018, and includes our priorities for the rest of the financial year.

 Criminal Proceedings

Criminal actions

  • 2 people charged in criminal proceedings
  • 4 criminal charges laid against 2 people
  • 1 person found guilty of 2 charges
 Civil Outcomes

Civil outcomes

  • $3.65 million in civil penalties
  • 3 court enforceable undertaking
  • $15.5 million in community benefit payments
 Bannings

Bannings and infringement notices

  • 2 infringement notice issued
  • $153,000 in infringement notices paid
  • 3 people banned from providing financial services

  • 2 Australian financial services licences cancelled

Download the full report (PDF 416 KB)

Last updated: 31/05/2019 12:00