REP 620 Overview of decisions on relief applications (October 2018 to March 2019)

Released 21 June 2019

This is a report for participants in the capital markets and financial services industry who are prospective applicants for relief.

This report outlines some of our decisions on relief applications during the period from 1 October 2018 to 31 March 2019 (report period). It summarises examples of situations where we have exercised, or refused to exercise, ASIC’s exemption and modification powers from the financial reporting, managed investment, takeovers, fundraising or financial services provisions of the Corporations Act and the National Credit Act.

It also refers to a number of publications issued by ASIC during the report period that may be relevant to prospective applicants for relief, including legislative instruments, consultation papers, regulatory guides and reports.

Read the report (PDF 550 KB)

Last updated: 21/06/2019 09:47