REP 650 Overview of licensing and professional registration applications: July 2018 to June 2019
Released 16 December 2019
This report is for AFS licensees, Australian credit licensees, lawyers, application service providers and professionals working in financial services that are interested in the licensing and professional registration functions of ASIC. It outlines ASIC’s decisions on applications for the period from 1 July 2018 to 30 June 2019 (relevant period) for:
- new AFS licences and licence variations
- new Australian credit licences and licence variations
- the registration of liquidators, company auditors and approved SMSF auditors, and
- financial markets licences, CS facilities licences and derivative trade repositories licences.
This report also outlines key regulatory issues and activities related to licensing and professional registration.