REP 668 Allocations in debt capital market transactions

Released 22 September 2020

This report summarises the findings of our thematic surveillance of debt capital raising practices and selected transactions (2018–2020). It highlights our observations and sets out better practices for Australian financial services licensees (licensees) acting as intermediaries operating in primary debt capital markets. Where an entity is both an issuer and licensed intermediary it should consider better practices in the context of the role(s) performed.

Last updated: 30/03/2021 09:23