REP 732 Pump and dump of micro-cap securities

Released 14 July 2022.

This report summarises our review of a series of pump and dump events that occurred in listed equity markets over 2020–21. These events had a high impact on the traded prices of micro-cap securities.

This report also sets out good practices to help market participants detect, prevent and respond to pump and dump activity.

Read the report (PDF 353 KB)

Last updated: 14/07/2022 09:55