REP 770 Design and distribution obligations: Retail OTC derivatives

Released 6 September 2023. 

In 2022–2023, we reviewed compliance with the design and distribution obligations by issuers of retail over-the-counter (OTC) derivatives. This report summarises our key observations on how issuers of retail OTC derivatives are meeting these obligations and highlights areas for improvement.

Read the report (PDF 601 KB)


Last updated: 05/09/2023 09:30