• ASIC obtains Supreme Court orders against fraudulent Gold Coast financial services business
  An unlicensed financial planning business based on the Gold Coast has been wound up following an application by ASIC to the Supreme Court of Queensland. 12-16AD. 3 Feb
• Former ARP Growth Fund operator prevented from participating in financial services, managing companies
  We have accepted an enforceable undertaking from the former operator of the ARP Growth Fund (ARP) permanently preventing him from working in the Australian financial services industry or managing a corporation. 12-15MR. 1 Feb
• ASIC finalises investigation into Saxo Bank A/S following Sonray collapse
  We have finalised our investigation into Saxo Bank A/S, the former provider of the trading platform for collapsed broker, Sonray Capital Markets Pty Ltd (in liquidation). 12-14AD. 1 Feb
• ASIC reports on relief decisions - June to September 2011
  We have released a report outlining decisions on relief applications between 1 June and 30 September 2011. The report also discusses the various publications released during this period. 12-13AD. 31 Jan
• Summer School early bird discount period extended
  ASIC Summer School will be held on 20 and 21 February 2012 at the Hilton Hotel, Sydney. 12-12AD. 31 Jan
• ASIC permanently bans former SA director
  We have permanently banned a former South Australian company director from providing financial services after he dishonestly obtained more than $400,000 from clients over a two-year period. 12-10AD. 30 Jan
• ASIC releases investor guide and disclosure guidance for agribusiness schemes
  We have released an investor guide and regulatory guidance with new disclosure benchmarks and principles for agribusiness managed investment schemes to improve investor awareness of the risks associated with these products. 12-09AD. 30 Jan
• Personal Property Securities Register
  On Monday 30 January 2012 the Charges Register maintained by ASIC, was transferred to the Personal Property Securities (PPS) Register.

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