Training of financial product advisers

 Regulatory guides

 

ASIC Training Register - under review

The ASIC Training Register has been placed under review. The register content will be maintained and valid up to 24 September 2012. After that date, you will need to contact individual training providers directly to get information about the courses they provide. The review will enable ASIC to explore options pending final policy positions flowing from Consultation Paper 153 Licensing: Assessment and professional development framework for financial advisers (CP 153) and the Future of Financial Advice reforms.

Course providers will not be required to register their RG 146 courses.

More about the Training Register

What's new

Codes of conduct and the widening perimeter of regulatory intervention
A speech by ASIC Chairman, Greg Medcraft, 14 September

Applications for crowd-funding licences open 29 September 2017

From 29 September 2017, the new crowd-sourced funding regime will come into effect and ASIC will begin accepting licence applications from CSF intermediaries. 17-312MR. 12 September

More financial services releases

Podcast

Crowd-sourced funding

19 July 2017

ASIC Commissioner John Price joins the podcast to discuss recent law reform around crowd-sourced funding and ASIC's role in administering the new legislation.

Listen to the podcast 

 

Last updated: 21/09/2012 12:00