For business
For finance professionals
For consumers
Latest News
-
What to do if you are affected by Cyclone Alfred
-
Regulatory roadmap for public and private capital markets
Regulatory roadmap for public and private capital markets Read more
-
The improved ASIC Professional Registers Search
Users will soon be able to purchase professional registers documents and extracts directly from our Professional Registers Search
The improved ASIC Professional Registers Search Read March InFocus
-
ASIC bans Queensland adviser from being involved in financial services for five years
media release
28 March 2025
ASIC has banned Queensland based financial adviser Grant Richard Thomson from providing financial services, controlling an entity that carries on a financial services business or performing any function involved in the carrying on of a financial services business (with some limited permissions described below).
-
ASIC to allow instrument for business introduction and matching services relief to expire
news
28 March 2025
ASIC will allow ASIC Corporations (Business Introduction Services) Instrument 2022/805 (the Instrument) to expire on 1 April 2025.
-
ASIC remakes relief instrument for 31-day notice term deposits
news
28 March 2025
ASIC has remade a legislative instrument that gives relief for 31-day notice term deposits, with minor amendments to pre and post-maturity notice settings. This follows recent consultation with industry.
Featured topics
Enforcement activities
- ALAMMC Developments
- Ascent Investments and Coaching Pty Ltd and Michael Dunjey
- BBY Ltd
- Berndale Capital Securities Pty Ltd
- Brite Advisors
- Chris Marco
- Courtenay House Capital Trading Group Pty Limited and Courtenay House Pty Limited
- First Guardian Master Fund
- Halifax Investment Services Pty Ltd
- Mayfair 101
- NGS Crypto Companies
- Prospero Markets Pty Ltd
- Shield Master Fund
- Sterling Group
- United Global Capital Pty Ltd
- Youpla Group (formerly Aboriginal Community Benefit Fund)
ASIC Connect
ASIC Regulatory Portal
Use our online services