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Super industry hit with long list of actions in landmark death benefit claims handling report
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What to do if you are affected by Cyclone Alfred
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ASIC launches new portal for Australian Financial Services (AFS) licensees
From 5 May 2025, AFS licence applicants will be able to apply for a new AFS licence through the Regulatory Portal.
ASIC launches new portal for Australian Financial Services (AFS) licensees Read May InFocus
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Darryl Mapleson pleads guilty in Beacon Minerals insider trading case
media release
16 May 2025
A man accused of insider trading in the shares of Beacon Minerals Limited has pleaded guilty in the Supreme Court of Western Australia.
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Zurich pays two infringement notices for trauma insurance claims handling failure
media release
16 May 2025
ASIC has issued two infringement notices totalling $37,560 to insurance company Zurich Australia Limited for allegedly making false or misleading statements to two policyholders regarding their entitlement to benefit payments.
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Former Sydney financial adviser sentenced for dishonest conduct
media release
16 May 2025
Former financial adviser David Valvo was sentenced in the Downing Centre District Court on 12 February 2025 for engaging in dishonest conduct in the course of carrying on a financial services business, contrary to s 1041G of the Corporations Act 2001 (Cth).
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Enforcement activities
- ALAMMC Developments
- Ascent Investments and Coaching Pty Ltd and Michael Dunjey
- BBY Ltd
- Berndale Capital Securities Pty Ltd
- Brite Advisors
- Chris Marco
- Courtenay House Capital Trading Group Pty Limited and Courtenay House Pty Limited
- First Guardian Master Fund
- Mayfair 101
- NGS Crypto Companies
- Prospero Markets Pty Ltd
- Shield Master Fund
- Sterling Group
- United Global Capital Pty Ltd
- Youpla Group (formerly Aboriginal Community Benefit Fund)
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