OTC derivatives reform

At the 2009 Group of 20 Pittsburgh Summit, the Australian Government joined other jurisdictions in committing to substantial reforms to practices in over-the-counter (OTC) derivative markets with respect to transaction reporting, clearing and trade execution.

The overarching objectives of the OTC derivatives reforms are to:

  • enhance the transparency of transaction information available to relevant authorities and the public
  • promote financial stability, and
  • support the detection and prevention of market abuse.

These commitments aim to bring transparency to these markets and improve risk management practices. These changes provide a framework for the regulation of OTC derivatives reporting, clearing and trade execution. Queries in relation to ASIC's work in the area of OTC derivatives reform can be sent to: OTCD@asic.gov.au.

More in this section

 

What's new

Market Integrity Update

17 March 2017

The latest issue of the Market Integrity Update is now available

Take a look at it!

ASIC permanently bans former Morgan Stanley Wealth Management financial adviser from providing financial services 

10 March 2017

We have permanently banned Andrew Peter Panayiotides from providing financial services after he failed to act in the best interests of clients.

Read the media release

ASIC's enforcement report highlights key outcomes from the second half of 2016

8 March 2017

ASIC has today released its enforcement report for the period 1 July 2016 to 31 December 2016.The report also covers ASIC's key priorities and long-term challenges going forward.

Read the report

Employee share trading and market integrity

2 March 2017

We have published an article on your obligations regarding employee share trading in the latest issue of the Stockbrokers and Financial Advisers Monthly.

Read the article

More media releases on markets

Subscribe to the Market Integrity Update now!

MECS portal

The market entity compliance system (MECS) provides market entities with tools and information to assist with compliance.

Log in to MECS

More about MECS

Last updated: 03/04/2014 12:00