ASIC enforcement outcomes

Periodic reports

These six-monthly reports outline enforcement outcomes achieved by ASIC.

These reports identify categories of gatekeeper against whom enforcement action was taken and highlight examples of conduct targeted during the relevant period.

  • REP 625 ASIC enforcement update January to June 2019
  • REP 615 ASIC enforcement update July to December 2018
  • REP 585 ASIC enforcement outcomes: January to June 2018
  • REP 568 ASIC enforcement outcomes: July to December 2017
  • REP 536 ASIC enforcement outcomes: January to June 2017
  • REP 513 ASIC enforcement outcomes: July to December 2016
  • REP 485 ASIC enforcement outcomes: January to June 2016
  • REP 476 ASIC enforcement outcomes: July to December 2015
  • REP 444 ASIC enforcement outcomes: January to June 2015
  • REP 421 ASIC enforcement outcomes: July to December 2014
  • REP 402 ASIC enforcement outcomes: January to June 2014
  • REP 383 ASIC enforcement outcomes: July to December 2013
  • REP 360 ASIC enforcement outcomes: January to June 2013
  • REP 336 ASIC enforcement outcomes: July to December 2012
  • REP 299 ASIC enforcement outcomes: January to June 2012
  • REP 281 ASIC enforcement outcomes: July to December 2011

Podcast

18 August 2019

In this episode of The ASIC Podcast with ASIC Deputy Chair Daniel Crennan QC, we explore ASIC’s Enforcement Update (January to June 2019), ASIC’s Office of Enforcement and work to strengthen ASIC’s enforcement effectiveness by accelerating court-based enforcement matters.

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Last updated: 03/09/2019 05:29