Fees for commonly lodged documents

This is Information Sheet 30 (INFO 30). It summarises the statutory fees payable for the most commonly lodged documents. It also advises the lodgement periods, if applicable. Fees are also shown on the guide that accompany printed forms.

Fees are determined by:

  • the Corporations (Fees) Regulations 2001
  • the Corporations (Review Fees) Regulations 2003
  • the National Consumer Credit Protection (Fees) Regulations 2010
  • the Business Names Registration (Fees) Regulations 2022, and
  • the Superannuation Auditor Registration Imposition Regulation 2022.

These fees are not subject to GST.

Some forms can be lodged electronically - see our forms webpage for details.

Download a copy of INFO 30 - Fees for commonly lodged documents (PDF 470 KB)

Starting a company

Applications relating to foreign companies appear in a separate section.

Choosing a company name

Note: No late fees apply to these applications. Item numbers refer to Sch 2 of the Corporations (Fees) Regulations 2001.

What do you want to do?

Use form

From 1 July 2024

Notes

Sch 2
Item number

Reserve a company name

 410

$61

-

Item 8

Extend a reservation of a company name

410

$61

-

Item 8

Apply to Minister for consent to use a company name

-

$1,485

-

Item 7

Apply to change a company name to omit the word 'limited'

432

$491

-

Item 9(a)


Registering your company, registrable Australian body or scheme

Note: No late fees apply to these applications. Item numbers refer to Sch 1 and 2 of the Corporations (Fees) Regulations 2001.

What do you want to register as?

Use form

From 1 July 2024

Notes

Sch 1 & 2
Item
number

An Australian (Pt 2A.1) company having share capital

201

$597

-

Item 1(a)(i)

An Australian (Pt 2A.1) company not having share capital

201

$491

-

Item 1(a)(ii)

An Australian company under Pt 5B.1 by a body corporate that is already registered as a foreign company under Pt 5B.2 Div 2

202

$491

-

Item 1(c)(i)

An Australian company under Pt 5B.1 by a body corporate that is not registered under the Corporations Act 2001

202

$597

-

Item 1(c)(ii)

A registered Australian body by a body incorporated or registered under a law dealing with the incorporation of associations

 401

$491

-

Item 2(a)(i)

A registered Australian body by a body registered under another law of Australia

401

$597

-

Item 2(a)(ii)

A managed investment scheme

5100

$3,029

Fee for service - not indexed annually.

Item 18

Keeping the register up to date

Late lodgement fee

Documents notifying changes must be lodged within the time prescribed for notifying that change.

Note: Late lodgement fees are payable in addition to any prescribed fee. Item numbers refer to Sch 2 of the Corporations (Fees) Regulations 2001.

How late is the document?

From 1 July 2024

Note

Schedule 2
Item
number

If document is received within 1 month after the prescribed time

$96  -

Item 14(a)

If document is received more than 1 month after the prescribed time

$401

 -

Item 14(b)

See 'Late fees for annual review' (page 13) for information about late payment and late review fees.

Updating the register generally

Note: The form number appearing in italics refers to an internal ASIC reference number and not a prescribed form.

What do you want to do?

Use form

From 1 July 2024

Request correction of previously advised changes

492

No fee, except in circumstances where the correction highlights a fee that would have been charged if the original document had been lodged and processed correctly

Notify supplementary information

902

No fee

Verify or certify a document being lodged

911

No fee

Shares

Note: No fees apply for lodging these forms, however late fees will be charged if lodged outside the relevant time limit for notifying the change. See also ‘Fundraising’.

What do you want to note on the register?

Use form

From 1 July 2024

Notes

Cancellation of shares

484

No fee

Late fee applies if not notified within 28 days after cancellation

Issue of shares

484

No fee

Late fee applies if not notified within 28 days after issue

If shares issued for non cash consideration and under written contract Form 207Z Certification of compliance with stamp duty must also be lodged

207Z

No fee

 -

A public company must also lodge a Form 208 Notification of details of share issued other than for cash. If shares are issued under written contract either the Form 208 or a copy of the written contract should be lodged.

208

No fee

 -

Change to share structure

484

No fee

Late fee applies if not notified within 28 days after change

Notify of members’ resolution to alter rights of shares

2205

No fee

Late fee applies if not notified within 14 days after passing resolution

Notify of members’ resolution to convert shares into smaller or larger number

2205

No fee

Late fee applies if not notified within 1 month after passing resolution

Notify of members’ resolution to reduce share capital

2205

No fee

Late fee applies if not notified within 14 days after passing resolution

Notify of special resolution that unpaid share capital is not called on unless company goes under external administration

2205

No fee

Late fee applies if not notified within 14 days after passing resolution

Notify a division or conversion of a share class or classes

211

No fee

Late fee applies if not notified within 14 days after division or conversion

Registered office

Note: No fees apply for lodging these forms, however late fees will be charged if lodged outside the relevant time limit for notifying the change.

What do you want to note on the register?

Use form

From 1 July 2024

Notes

Change of address of registered office or principal place of business of an Australian company

484

No fee

Late fee applies if not notified within 28 days of change

Change to company office hours

487

No fee

Late fee applies if notified on or after date of change of hours

Contact address of an Australian company

486

No fee

 

Change of address of registered office of a registered body in Australia

489

No fee

Late fee applies if not notified within 7 days after change

Change of office hours for registered office of a registered body in Australia

489

No fee

Late fee applies if not notified within 7 days after change

Change of address of a registered body in its place of origin

489

No fee

Late fee applies if not notified within 1 month after change

Change directors or directors' details of a registered body in Australia

490

No fee

Late fee applies if not notified within 1 month after change

Financial reports and accounts

Note: The form number appearing in italics refers to an internal ASIC reference number and not a prescribed form. Item numbers refer to Sch 1 and 2 of the Corporations (Fees) Regulations 2001.

What do you want to do?

Use form

From 1 July 2024

Notes

Schedule 1 and 2 Item number

Lodge a copy of annual financial reports of a company

388

No fee

Late fee applies for company that is not a disclosing entity after 4 months after end of financial year

Lodge a copy of annual financial reports for a registered scheme or company that is a disclosing entity

388

No fee

Late fee applies after 3 months after end of financial year

Lodge a copy of annual financial report by disclosing entity that is not a company or, registered scheme

388

$1,485

Late fee applies after 3 months after the end of financial year

Item 5

Lodge amended annual financial report by company registered scheme or disclosing entity

388

No fee

Late fee applies after 14 days after date of amendment

 -

Apply for relief from requirements relating to accounts and reports (Use Form CF02 Applications for relief – financial reporting)

336

$3,487

Fee for service - not indexed annually

Item 80

Lodge the half yearly accounts of a disclosing entity

7051

(1001)

No fee

Late fee applies if lodged after 75 days after end of accounting period

Item 19

Lodge a copy of annual financial reports for a registrable superannuation entity 

N/A

No fee

Late fee applies after 3 months after the end of financial year

Submit applications through the ASIC Regulatory Portal.  

-

Lodge amended annual financial reports for a registrable superannuation entity

N/A

No fee

Late fee applies after 14 days after date of amendment

Submit applications through the ASIC Regulatory Portal.  

-

Annual review

Note: Item number refers to Sch 2 of the Corporations (Fees) Regulations 2001.

What do you want to do?

Use form

From 1 July 2024

Notes

Schedule 2 Item Number

Apply to change annual review date by a company, the responsible entity or a registered scheme or the operator of a notified passport fund to which item 4 does not apply

488

$49

 -

Item 3

Apply to change annual review date by one or more companies having the same ultimate holding company, director or company, the responsible entity of one or more registered schemes or the operator of one or more notified foreign passport funds

488

For fewer than 10 companies, registered schemes or notified foreign passport funds - $49 for each company, scheme or fund

For at least 10 companies, registered schemes or notified foreign passport funds - $485 per application

 -

Item 4

Change company details in response to a company statement

484

No fee

Late review fee applies if received more than 28 days after date of issue of company statement.

Note – if change is also outside 28 day lodging period for notifying a change a late lodgement fee will also apply.

 -

Change scheme details in response to a scheme statement

491

No fee

Late review fee applies if received more than 28 days after date of issue of scheme statement

 

Annual review fees

For most companies and schemes, their annual review date is the anniversary of their date of registration or incorporation.

Note: Item numbers refer to Sch 1 Pt 1 of the Corporations (Review Fees) Regulations 2003. There are no forms prescribed.

What are you registered as?

From 1 July 2024

Notes

Schedule 1 Part 1 Item number

A public company (except a special purpose company or a small transferring financial institution)

$1,492

Late payment fee applies if not paid within 2 months after review date

Item 101

A proprietary company (except a special purpose company)

$321

Late payment fee applies if not paid within 2 months after review date

Item 102

A special purpose company (proprietary)*

$65

Late payment fee applies if not paid within 2 months after review date

Item 103

A special purpose company (public)*

$61

Late payment fee applies if not paid within 2 months after review date

Item 103

A registered scheme or notified foreign passport

$1,492

Late payment fee applies if not paid within 2 months after review date

Item 104

A small transferring financial institution (except a special purpose company)

$298

Late payment fee applies if not paid within 2 months after review date

Item 106

A registered scheme that is being wound up

No fee

 -

Item 105

A company in liquidation

No fee

 -

Item 107

A registered entity under the Australian Charities and Not-for-profits Commission Act 2012

No fee

 -

Item 108

Upfront annual review fees

A company or registered scheme may elect to pay the fee specified above as an upfront or advance payment for fees in relation to review dates for a period of 10 years.

Note: Item numbers refer to Sch 1 Pt 1A of the Corporations (Review Fees) Regulations 2003. There are no forms prescribed. No late fees apply.

What are you registered as?

From 1 July 2024

Notes

Sch 1 Part 1A Item number

A public company (except a special purpose company or a small transferring financial institution)

$10,000

Maximum fee amount reached

Item 101

A proprietary company (except a special purpose company)

$2,381

 

Item 102

A special purpose company (proprietary) *

$452

See note below

Item 103

A special purpose company (public)*

$446

See note below

Item 103

A registered scheme or notified foreign passport fund

$10,000

Maximum fee amount reached

Item 104

* A special purpose company is defined in Regulation 3 of the Corporations (Review Fees) Regulations 2003 as:

(a) a company holding a licence that is continued in force by section 151 of the Act and allows the company to omit ‘Limited’ from its name; or

(b) in the case of a company limited by guarantee, or by both shares and guarantee, that was registered immediately before the commencement of this paragraph — if the constitution of the company states that the company:

(i) is formed for the purpose of providing recreation or amusement or promoting commerce, industry, art, science, religion, charity, patriotism, pension or superannuation schemes or any other object useful to the community; and

(ii) applies its profits (if any) or other income in promoting its purpose; and

(iii) prohibits the distribution of its income or property to its members; or

(c) a company that, under subsection 150 (1) of the Act, is registered without ‘Limited’ in its name; or

(d) a company the constitution of which:

(i) requires the company to pursue charitable purposes only and to apply its income in promoting those purposes; and

(ii) prohibits the company making distributions to its members and paying fees to its directors; and

(iii) requires its directors to approve all other payments the company makes to them; or

(e) a proprietary company, if:

(i) the company is the proprietor of land on which a building divided into separate residential areas and areas for common use is erected; and

(ii) the members of the company are entitled, because of the shares they hold in the company, to the exclusive occupation of 1 or more of the residential areas and to the use of the common areas; and

(iii) the company only operates to facilitate and enforce the rights of company members in relation to the exclusive occupation of the residential areas and to maintain the common areas; or

(f) a company, other than a company mentioned in paragraph (a), (b), (c), (d) or (e), if:

(i) the constitution of the company prohibits distribution of the company’s income or property to its members; and

(ii) the sole purpose of the company is to act as the trustee of a regulated superannuation fund within the meaning of section 19 of the Superannuation Industry (Supervision) Act 1993.

Late fees for annual review

Note: These fees are payable in addition to any prescribed fee.

Late payment fee

Annual review fees must be paid within 2 months after review date (except upfront fees).

Item numbers refer to Sch 1 Pt 2 of the Corporations (Review Fees) Regulations 2003.

Fee

From 1 July 2024

Notes

Schedule 1 Part 2
Item number

If payment is received within 1 month after due date

$96

Item 201

If payment is received more than 1 month after due date

$401

 -

Item 202

Late lodgement fee

Documents notifying changes must be lodged within the time prescribed for notifying that change.

Item numbers refer to Sch 2 of the Corporations (Fees) Regulations 2001.

Fee

From 1 July 2024

Notes

Sch 2 Item number

If document is received within 1 month after the prescribed time

$96

 -

Item 14(a)

If document is received more than 1 month after the prescribed time

$401

 -

Item 14(b)

Late review fee

Changes to information in annual statement must be notified within 28 days after issue date of statement.

Item numbers refer to Sch 1 Part 2 of the Corporations (Review Fees) Regulations 2003.

Fee From 1 July 2024 Notes

Schedule 2 Item number

If document is received within 1 month after the prescribed time

$96

 - Item 14(a)
If document is received more than 1 month after the prescribed time

$401

 - Item 14(b)

Note: A document can be charged both a late lodgement fee and a late review fee.

Changing the set up of your company

Note: Item numbers refer to Sch 2 of the Corporations (Fees) Regulations 2001.

What do you want to do?

Use form

From 1 July 2024

Notes

Schedule 2 Item number

Change the company name

Notify a members’ resolution to change the company name (see also ‘Choosing a company name’)

205

$491

Late fee applies to Form 205 if lodged more than 14 days after passing resolution

Item 9(b)

Change the company type

Notify of members’ resolution to change the company type (e.g. from Public to Pty) and apply for change company type

Form 206 Application for change of company type must also be lodged

205

$96

Late fee applies to Form 205 if lodged more than 14 days after passing resolution

Item 10

Transfer place of registration

Apply to change the State or Territory of registration of company

2213

$597

 -

Item 1(b)

Alter company constitution

Notify of members’ resolution to change the company constitution

205

No fee

Late fee applies if lodged more than 14 days after passing resolution

Section 150 company

Notify non-compliance with s150 requirements or request licence revocation

433

No fee

 -

 

Fundraising/disclosure

Important notice: On 27 July 2020, the ASIC Regulatory Portal became the primary method to apply for relief and lodge fundraising and corporate finance documents with ASIC. More information is available on our applications for relief and fundraising and corporate finance documents webpages.

Note: The form number appearing in italics refers to an internal ASIC reference number and not a prescribed form. Item numbers refer to Sch 1 of the Corporations (Fees) Regulations 2001.

What do you want to do?

Use form

From 1 July 2024

Notes

Schedule 1 Item number

Lodge a prospectus

764B or 764C

$3,206

Fees for service - not indexed annually

Item 22(a)

Lodge an offer information statement

764E

$1,924

Fees for service - not indexed annually

Item 22(c)

Lodge a profile statement

764F

$1,924

Fees for service - not indexed annually

Item 22(b)

Lodge a product disclosure statement

764K

$1,993

Fees for service - not indexed annually

Item 146(a)

Lodge a ‘PDS in use’ notice

FS88

No fee

Late fee applies 5 business days after PDS first given

Item 147

Lodge a supplementary or replacement prospectus

766B or 766C

$802

Fees for service - not indexed annually

Item 23(a)

Lodge a supplementary profile statement 754F

$321

Fees for service - not indexed annually Item 23(b)

Lodge a supplementary offer information statement

754E

$321

Fees for service - not indexed annually

Item 23(c)

Lodge a supplementary or replacement product disclosure statement

-

$1,993

Fees for service - not indexed annually

Item 146

Apply for exemption from all or part of Ch 2L (provisions regulating debentures)

2000 or 2002

$3,487

Fees for service - not indexed annually

Item 80

Apply for exemption from all or part of Ch 5C (provisions regulating managed investment schemes)

5119 or 5121

$3,487

Fees for service - not indexed annually

Item 80

Apply for exemption from all or part of Ch 6D

7110 or 7112

$3,487

Fees for service - not indexed annually

Item 80

Acquisition of shares

Financial assistance for acquiring shares

What do you want to do?

Use form

From 1 July 2024

Notes

Notify of resolution by shareholders in company, listed public company or holding company to approve financial assistance for acquiring shares

2205

No fee

Late fee applies if not notified within 14 days after passing resolution

In a takeover bid

Important notice: On 27 July 2020, the ASIC Regulatory Portal became the primary method to apply for relief and lodge various fundraising and corporate finance documents (e.g. takeover documents) with ASIC. More information is available on our applications for relief and fundraising and corporate finance documents webpages.

Note: The form numbers appearing in italics refer to an internal ASIC reference number and not a prescribed form. Item numbers refer to Sch 1 of the Corporations (Fees) Regulations 2001.

What do you want to do?

Use form

From 1 July 2024

Notes

Schedule 1 Item number

Lodge a supplementary bidder’s statement

675A

$802

Fee for service - not indexed annually

Item 30

Lodge a supplementary target’s statement

675B

$802

Fee for service - not indexed annually

Item 30

Apply for an exemption from all or parts of the requirements under Ch 6, 6A, 6B or 6C (Use form CF03 Applications for relief – mergers & acquisitions)

647 &/or 648

$3,487

Fee for service - not indexed annually

Item 80

Make any other application under Ch 6, 6A, 6B or 6C which does not have a fee prescribed elsewhere (Use Form CF03)

667 or 6062

$3,487

Fee for service - not indexed annually

Item 80

Lodge a bidder's statement and any other documents for an off market bid

6181

$5,264

Fee for service - not indexed annually

Item 25

Lodge a bidder’s statement and other documents sent to the Securities Exchange for a market bid

6291

$5,130

Late fee applies 1 day after documents sent to exchange

Item 28

Lodge a notice of variation of offer under an on or off-market bid

6321B

$802

Fee for service - not indexed annually

Item 32

Lodge a target statement and report for an off- market bid

6211

$2,565

Late fee applies 1 day after statement is sent to bidder

Fee for service - not indexed annually

Item 26

Lodge a target statement and report for on-market bid

6331

$2,565

Late fee applies 1 day after statement sent to relevant exchange

Fee for service - not indexed annually

Item 27

Closing a company or scheme

Note: Item numbers refer to Sch 1 and 2 of the Corporations (Fees) Regulations 2001.

What do you want to do?

Use form

From 1 July 2024

Notes

Schedule 1 & 2
Item number

Notify of members' resolution to enter members’ voluntary winding up

205

No fee

Late fee applies 7 days after passing resolution

 -

Notify of members' resolution as to the powers and duties of a liquidator in voluntary winding up

205

No fee

Late fee applies 14 days after passing resolution

 -

Notify of members' resolution about company arrangements with liquidator in voluntary winding up

205

No fee

Late fee applies 14 days after passing resolution

 -

Notify of members' resolution binding company to arrangements with creditors in voluntary winding up

205

No fee

 Late fee applies 14 days after passing resolution

 -

Notify of members' resolution to have the company wound up by a court

205

No fee

Late fee applies 14 days after passing resolution

 -

Apply for voluntary deregistration of a company

6010

$49

 

Item 11

Apply for ASIC to exercise its powers to deal with property of a defunct company

 -

$934

Fee for service - not indexed annually 

Item 92

Apply for ASIC to exercise its powers to fulfil the obligations of a deregistered company

 -

$934

Fee for service - not indexed annually 

Item 92

Apply for voluntary deregistration of a scheme

6010A

No fee

 

Item 12

Notify commencement or completion of winding up of a scheme

5138

No fee

Late fee applies 14 days after commencement or completion date

Item 162

 

Registered Australian bodies

What do you want to do?

Use form

From 1 July 2024

Notes

Notify of ceasing business as registered Australian body

407

No fee

Late fee applies if not notified within 7 days after cessation

Notify of dissolution, deregistration or winding up of registered Australian body

407

No fee

Late fee applies 1 month after dissolution, deregistration or winding up

Notify change of name of registered Australian body

409

No fee

Late fee applies 14 days after the change of name

Notify change in constitution of registered Australian body

409

No fee

Late fee applies 1 month after the change in constitution

Foreign companies

Note: Item numbers refer to Sch 2 of the Corporations (Fees) Regulations 2001.

What do you want to do?

Use form

From 1 July 2024

Notes

Schedule 2 Item Number

Apply for registration as a foreign company

402

$597

 -

Item 2(b)

Notify change of local agent of foreign company

404

No fee

Late fee applies 1 month after change

Lodge statement to verify financial statements

405

$1,485

A Form 405 may attract a late fee in either of these situations:

  • It is not lodged within a calendar year and is lodged more than 15 months after the last Form 405
    • a notifiable change is advised outside of the lodgement period (for multiple changes, only one late fee will apply).

Therefore it is possible for a Form 405 to receive two late fees.

Item 6

Lodge annual return

406

$1,485

A Form 406 may attract late fees in either of these situations:

  • it is not lodged within a calendar year and within 1 month after the AGM.
    • a notifiable change is advised outside the lodgement period (multiple changes, only one late fee will apply).

Therefore it is possible for a Form 406 to receive two late fees.

Item 6

Notify that foreign company is ceasing business

407

No fee

Late fee applies if not notified within 7 days after cessation

Notify dissolution, deregistration or winding up of foreign company

407

No fee

Late fee applies 1 month after dissolution, deregistration or winding up

Notify change of name of foreign company

409

No fee

Late fee applies 14 days after change of name

 -

Notify change constitution of foreign company

409

No fee

Late fee applies 1 month after change

 -

Notify change in powers of directors resident in Australia

409

No fee

Late fee applies 1 month after change

 -

Change of registered office address in Australia

489

No fee

Late fee applies if not notified within 7 days after change

 -

Change of office hours for registered office

489

No fee

Late fee applies if not notified within 7 days after change

 -

Change of address in place of origin

489

No fee

Late fee applies if not notified within 1 month after change

 -

Change directors or directors' details

490

No fee

Late fee applies if not notified within 1 month after change

 -

Business names

Note: These fees are levied under Sch 1 of the Business Names Registration (Fees) Regulations 2022.

What do you want to do?

From 1 July 2024

Schedule 1 Item number

A new application for registration of a business name to an entity for 1 year

$44

Item 1

A new application for registration of a business name to an entity for 3 years

$102

Item 3

Auditors

Individual auditors

Note: These fees are levied under items in Sch 1 of the Corporations (Fees) Regulations 2001.

What do you want to do?

Use form

From 1 July 2024

Notes

Schedule 1 Item number

Apply for registration as an individual auditor

903

$338

Fee for service - not indexed annually 

Item 9

Notify that you are ceasing to practise

905

No fee

Late fee applies 21 days after date of cessation

Item 159

Change your details on the register

905

No fee

Late fee applies 21 days after date of change

Item 159

Apply for ASIC consent to resign as auditor of a public company

N/A

(Legacy Form 342)

$40

Submit applications through the ASIC Regulatory Portal

Fee for service - not indexed annually 

Item 82A

Apply for consent to resign as auditor of AFS licensee

FS08

No fee

 -

Item 145

Apply for consent to resign as auditor of registered scheme

5132

No fee

 -

Item 84

Apply for consent to resign as auditor of compliance plan

5113

No fee

 -

Item 94

Lodge your annual statement

912A

No fee

Late fee applies 1 month after anniversary of registration

Item 10

Authorised audit company (AAC)

Note: Item numbers refer to Sch 1 of the Corporations (Fees) Regulations 2001.

What do you want to do?

Use form

From 1 July 2024

Notes

Schedule 1 Item number

Apply for registration as an AAC

903

$3,429

Fee for service - not indexed annually

Item 164

Notify that your AAC is ceasing to practise

905

No fee

Late fee applies 28 days after date of cessation

Item 159

Change details of your AAC on the register

905

No fee

Late fee applies 28 days after date of change

Item 159

Apply for ASIC consent to resign as auditor of a public company

N/A

(Legacy Form 342)

$40

Submit applications through the ASIC Regulatory Portal

Item 82A

Apply for consent to resign as auditor of AFS licensee

FS08

No fee

 -

Item 145

Apply for consent to resign as auditor of registered scheme

5132

No fee

 -

Item 84

Apply for consent to resign as auditor of compliance plan

5113

No fee

 -

Item 94

Lodge your AAC annual statement

912B

No fee

Late fee applies 1 month after anniversary of registration

Item 165

Self-managed superannuation fund auditors

Note: Item numbers refer to the Superannuation Auditor Registration Imposition Regulation 2022.

What do you want to do?

From 1 July 2024

Notes

Sch Item number

Apply for registration as an approved SMSF auditor

$2,191

Fee for service – not indexed annually

Item 1

Applying for conditions imposed on registration as an approved SMSF auditor to be varied or revoked under section 128D of the SIS Act

$678

Fee for service – not indexed annually

Item 2

Applying for registration as an approved SMSF auditor to be cancelled under section 128E of the SIS Act

$193

There is no fee for late lodgement under Items 4-7

Fee for service – not indexed annually

Item 3

Undertake a competency examination in accordance with section 128C of the SIS Act

$107

Fee for service - Fee not indexed

Item 4

Give the Regulator a statement under section 128G of the SIS Act

No fee

 -

Item 5

Liquidators

Note: Item numbers refer to Sch 1 of the Corporations (Fees) Regulations 2001

What do you want to do?

Use form

From 1 July 2024

Notes

Schedule 1 Item number

Apply for registration as a liquidator

903B

$2,200

Fee for service - not indexed annually

Item 12

If the liquidator application is approved, a registration fee is also required

 RL50

$1,300

Fee for service - not indexed annually

Item 13

Request ASIC to cancel or suspend your registration as a liquidator RL08 $234

Late fee applies 21 days after date of cessation

Fee for service - not indexed annually

Item 16

Notify ASIC of a prescribed event (e.g. change of address)

905A

No fee

Late fee applies 10 business days after date of change

 -

Apply for registered liquidator renewal RL05 $1,720

If application is lodged more than one month before the renewal date

Fee for service - not indexed annually

Item 15(a)
Apply for registered liquidator renewal RL05 $1,920

If application is lodged within one month of the renewal date

Item 15(b)

Lodge your annual liquidator return for return years beginning before 1 March 2017 908 No fee Late fee applies if not lodged within one month after the anniversary of the date of registration  -

Lodge your annual liquidator return for return years beginning on or after 1 March 2017

908

No fee

Late fee applies if not lodged within one month after the anniversary of the date of registration

Notify ASIC of a significant event

RL30

No fee Late fee applies after 5 business days after the date of becoming aware of the event 

 -

Apply to remove or vary conditions or lift or shorten suspension

RL06 $1,018 Fee for service - not indexed annually Item 14 

Notify ASIC of other event - inaccuracy in a return

RL31 No fee

Late fee applies if lodged outside of prescribed time

Notify ASIC of a court application for leave not to use former name on public documents 526 No fee  -

Financial services

AFS licence

Note: The form numbers appearing in italics refers to an internal ASIC reference number and not a prescribed form. Item numbers refer to Sch 1 of the Corporations (Fees) Regulations 2001.

Apply online for an individual AFS licence

What do you want to do?

Use form

From 1 July 2024

Notes

Schedule 1 Item number

For retail clients and low complexity products FSL1A

$2,233

Fee for service - not indexed annually Item 1(a)(i)
For retail clients and high complexity products FSL1C

$5,025

Fee for service - not indexed annually Item 1(a)(ii)
For wholesale clients and low complexity products FSL1J

$1,488

Fee for service - not indexed annually Item 1(c)(i)
For wholesale clients and high complexity products FSL1L

$3,350

Fee for service - not indexed annually Item 1(c)(ii)

Apply online for a body corporate AFS licence

What do you want to do?

Use form

From 1 July 2024

Notes

Schedule 1 Item number

For retail clients and low complexity products FSL1E

$3,721

Fee for service - not indexed annually Item 1(b)(i)
For retail clients and high complexity products FSL1G

$7,537

Fee for service - not indexed annually Item 1(b)(ii)
For wholesale clients and low complexity products FSL1N

$2,233

Fee for service - not indexed annually Item 1(d)(i)
For wholesale clients and high complexity products FSL1P

$5,025

Fee for service - not indexed annually Item 1(d)(ii)

Apply via paper lodgement for an individual AFS licence

What do you want to do?

Use form

From 1 July 2024

Notes

Schedule 1 Item number

For retail clients and low complexity products FSL1B

$3,349

Fee for service - not indexed annually Item 2(a)(i)
For retail clients and high complexity products FSL1D

$7,537

Fee for service - not indexed annually Item 2(a)(ii)
For wholesale clients and low complexity products FSL1K

$2,233

Fee for service - not indexed annually Item 2(c)(i)
For wholesale clients and high complexity products  FSL1M 

$5,025

Fee for service - not indexed annually Item 2(c)(ii) 

Apply via paper lodgement for a body corporate AFS licence

What do you want to do?

Use form

From 1 July 2024

Notes

Schedule 1 Item number

For retail clients and low complexity products FSL1F

$5,582

Fee for service - not indexed annually Item 2(b)(i)
For retail clients and high complexity products FSL1H

$11,305

Fee for service - not indexed annually Item 2(b)(ii)
For wholesale clients and low complexity products FSL1O

$3,349

Fee for service - not indexed annually Item 2(d)(i)
For wholesale clients and high complexity products FSL1Q

$7,537

Fee for service - not indexed annually Item 2(d)(ii)

Vary AFS licence conditions for an individual online

FS03

$2,214

Fee for service - not indexed annually

Item 3(a)

Vary AFS licence conditions for an individual by paper

FS03

$3,328

Fee for service - not indexed annually

Item 4(a)

Vary AFS licence conditions for a body corporate

FS03

$2,470

Fee for service - not indexed annually

Item 3(b)

Vary AFS licence conditions for a body corporate by paper FS03

$3,704

Fee for service - not indexed annually Item 4(b)
Request for voluntary suspension of an AFS licence FS64

$899

Fee for service - not indexed annually Item 7
Request to cancel AFS licence FS65 $899 Fee for service - not indexed annually Item 7

Application to vary or revoke AFS licence suspension

FS68

$899

Fee for service - not indexed annually Item 8

Notify change of details of AFS licensee

FS20

No fee

Late fee applies after 10 business days after change

 -

Apply to ASIC to declare person regulated by approved foreign regulatory body exempt from the requirement to hold an AFS licence

FS10

FS10B

$3,487

Fee for service - not indexed annually

Item 80

Apply to ASIC to declare body corporate, partnership or non-corporate trustee exempt from the requirement to hold an AFS licence

FS10

FS10C

$3,487

Fee for service - not indexed annually

Item 80

Apply to ASIC to declare an individual exempt from the requirement to hold an AFS licence

FS10

FS10D

$3,487

Fee for service - not indexed annually

Item 80

Financial reporting and audit of AFS licensee

Note: Item numbers refer to Sch 1 of the Corporations (Fees) Regulations 2001.

What do you want to do?

Use form

From 1 July 2024

Notes

Schedule 1 Item number

Lodge a profit and loss statement and balance sheet for an AFS licensee that is a body corporate, partnership or non-corporate trustee

FS70

No fee

Late fee applies more than

3 months after end of financial year for disclosing entities and 4 months for non-disclosing entities

Item 20

Lodge a profit and loss statement and balance sheet for an AFS licensee that is an individual

FS70

No fee

Late fee applies more than

2 months after end of financial year

Item 20

Lodge an AFS licensee audit report (lodged with Form FS70)

FS71

No fee

   -

Notify appointment of an auditor to AFS licensee

FS06

No fee

Late fee applies more than 14 days after appointment

Item 158

Notify cessation of an auditor of AFS licensee

FS09

No fee

 - Item 145

Apply for consent to remove an auditor of AFS licensee

FS07

No fee

 -

Item 104

Other financial services matters

Note: The form number appearing in italics refers to an internal ASIC reference number and not a prescribed form. Item numbers refer to Sch 1 of the Corporations (Fees) Regulations 2001.

What do you want to do?

Use form

From 1 July 2024

Notes

Sch Item number

Apply to ASIC that it declare a product is not a ‘financial product’

FS10

FS10A

$3,487

Fee for service – not indexed annually

Item 80

Apply, as responsible entity, for consent to remove auditor of a registered scheme

5132

No fee

 -

Item 84

Apply, as responsible entity, for consent to remove auditor of scheme's compliance plan

5112

$791

Fee for service – not indexed annually

Item 93

Request cancellation of an AFS licence

FS65

$899

Fee for service – not indexed annually

Item 7

Request for voluntary suspension of an AFS licence FS64

$899

Fee for service – not indexed annually Item 7 

Credit services

Credit licence and other applications

Fees are determined by Parts 1 and 2 of Schedule 1 of the National Consumer Credit Protection (Fees) Regulations 2010.

What do you want to do?

Use form

From 1 July 2024

Notes

Parts 1 and 2 of Schedule 1 Item number

Apply for an individual Australian credit licence, including a credit provider authorisation CL01A $3,468

The licence application fees are increased by $25 if lodged in paper

Fee for service – not indexed annually

Item 1(b)
Apply for an individual Australian credit licence, not including a credit provider authorisation CL01B $1,798

The licence application fees are increased by $25 if lodged in paper

Fee for service – not indexed annually

Item 1(a)
Apply for a body corporate Australian credit licence, including a credit provider authorisation CL01C $4,624

The licence application fees are increased by $25 if lodged in paper

Fee for service – not indexed annually

Item 1(d)

Apply for a body corporate Australian credit licence, not including a credit provider authorisation

CL01D

$2,055

The licence application fees are increased by $25 if lodged in paper

Fee for service – not indexed annually

Item 1(c)

Vary authorisations or conditions of an Australian credit licence

CL03

Fee on application  

Item 4

Notify changes to credit licence details

CL20

 -

If lodged in paper, a $25 fee applies

Late fees apply if lodged more than 14 days after changes to alternative address, or more than 10 business days after changes to other details of a licensee

Item 27 

Request for no action letter

CL11 $3,487 For more information, see How you apply for relief Item 34
Application for relief CL11 $3,487

For more information, see How you apply for relief

Fee for service – not indexed annually

Items 13,14,15,
16,17,18,
19,20

Late lodgement fees

Documents notifying changes must be lodged within the time prescribed for notifying that change.

Note: Late lodgement fees are payable in addition to any prescribed fee. Item numbers refer to Part 3 of Schedule 1 to the National Consumer Credit Protection (Fees) Regulations 2010.

How late is the document?

From 1 July 2024

Notes

Schedule Item number

If document is received within 1 month after the prescribed time

$67

Fee not indexed

Item 2

If document is received more than 1 month after the prescribed time

$278

Fee not indexed

Item 3

Miscellaneous applications and notification

Note: Item numbers refer to Sch 1 & 2 to the Corporations (Fees) Regulations 2001.

What do you want to do?

Use form

From 1 July 2024

Notes

Schedule 1 & 2 Item number

Apply for extension of time to hold annual general meeting - unlisted entity

2501

$3,487

Fee for service – not indexed annually

Item 80

For the production of a document by ASIC pursuant to a subpoena

 -

$49

 -

Item 25

Important notice

Please note that this is a summary giving you the basic information you need. It does not cover the whole of the relevant law and is not a substitute for professional advice.

Please note also that because this information sheet avoids legal language wherever possible there may be some generalisations about the application of the law. Some provisions of the law referred to have exceptions or important qualifications. In most cases your particular circumstances need to be taken into account when determining how the law applies to you.

Information sheets provide concise guidance on a specific process or compliance issue or an overview of detailed guidance.

This information sheet was reissued in July 2024.

Last updated: 11/09/2024 02:27