1

Lodgement of an application to be licensed under subsection 36(1) of the National Credit Act:

if the applicant is an individual and the licence is not a credit provider licence or lessor licence; or

$1,798

if the applicant is an individual and the licence is a credit provider licence or lessor licence; or

$3,468

if the applicant is not an individual and the licence is not a credit provider licence or lessor licence; or

$2,055

if the applicant is not an individual and the licence is a credit provider licence or lessor licence

$4,624

2

Lodgement of information or an audit report under subsection 37(4) of the National Credit Act

No fee

3

Lodgement of an application for an extension of time under subsection 37(5), 49(5), 220(2) or 265(5) of the National Credit Act

No fee

4

Lodgement of an application to have conditions imposed, varied or revoked under paragraph 45(2)(b) of the National Credit Act:

if the licensee is an individual and the licence is not a credit provider licence or lessor licence; or

$2,183

if the licensee is an individual and the licence is a credit provider licence or lessor licence; or

$1,156

if the licensee is not an individual and the licence is not a credit provider licence or lessor licence; or

$2,826

if the licensee is not an individual and the licence is a credit provider licence or lessor licence

$1,284

5

Lodgement of an application for ASIC to approve arrangements under paragraph 48(2)(b) of the National Credit Act

$1,540

6

Lodgement of a statement under subsection 49(1) of the National Credit Act

No fee

7

Lodgement of an application for an extension of time under subsection 53(1) or 101(3) of the National Credit Act

$1,155

8

Lodgement of an annual compliance certificate under subsection 53(1) of the National Credit Act

No fee

9

Lodgement under paragraph 54(1)(a) of the National Credit Act

No fee

10

Lodgement of an application for the variation or cancellation of a banning order under paragraph 83(2)(b) of the National Credit Act

$115

11

Lodgement of a trust account statement and trust account audit report under subsections 100(1) and (2) of the National Credit Act

No fee

12

Lodgement of a report under section 104 of the National Credit Act

No fee

13

Lodgement of an application for relief under section 109 of the National Credit Act

$3,487

14

Lodgement of an application for relief under section 163 of the National Credit Act

$3,487

15

Lodgement of an application for relief under subsection 6(14) of the National Credit Code

$3,487

16

Lodgement of an application for relief under subsection 6(17) of the National Credit Code

$3,487

17

Lodgement of an application for relief under subsection 171(4) of the National Credit Code

$3,487

18

Lodgement of an application for relief under subsection 171(6) of the National Credit Code

$3,487

19

Lodgement of an application for relief under subsection 203A(1) of the National Credit Code

$3,487

20

Lodgement of an application for relief under subsection 203A(3) of the National Credit Code

$3,487

21

Lodgement of an application to be registered under subitem 11(1) of Schedule 2 to the Transitional Act

No fee

22

Lodgement of an application to have conditions imposed, varied or revoked under paragraph 14(2)(b) of Schedule 2 to the Transitional Act

$115

23

Lodgement of a statement under subitem 17(1) of Schedule 2 to the Transitional Act

No fee

24

Lodgement of information under subitem 18(1) of Schedule 2 to the Transitional Act

No fee

25

Lodgement of an application to suspend or cancel registration under paragraph 23(1)(a) of Schedule 2 to the Transitional Act

No fee

26

Lodgement of an application for relief under item 41 of Schedule 2 to the Transitional Act

$3,487

27

Lodgement of particulars of a change under subregulation 9(2) of the National Credit Regulations

No fee

28

Lodgement of particulars of a change under subregulation 9(3) of the National Credit Regulations

No fee

29

Lodgement of particulars of a change in control of a licensee under subregulation 9(10) of the National Credit Regulations

No fee

30

Lodgement of notification of appointment under subregulation 19(3) of the National Credit Regulations

No fee

31

Lodgement of notification of appointment under subregulation 19(5) of the National Credit Regulations

No fee

32

Lodgement of information under a provision of:

(a) the National Credit Regulations; or

(b) the National Credit Act as modified by a provision of the National Credit Regulations;

that relates to an unlicensed carried over lender

No fee

33

Lodgement of information under a provision of:

(a) the National Credit Regulations; or

(b) the National Credit Act as modified by a provision of the National Credit Regulations;

that relates to a special purpose funding entity

No fee

34

1

Lodgement of a notice of an authorisation, or a notice of a change to, or revocation of, an authorisation, under section 71 of the National Credit Act

No fee

2

Notification of an address under paragraph 29(6)(a) of the National Credit Regulations

No fee

3

Notification of a change of address under paragraph 29(6)(b) of the National Credit Regulations

No fee

4

Notification of an address under paragraph 30A(3)(a) of the National Credit Regulations

No fee

5

Notification of a change of address under paragraph 30A(3)(b) of the National Credit Regulations

No fee

6

Production by ASIC, under a subpoena, of:

(a) a register mentioned in the definition of chargeable matter in subsection 4(1) of the Act; or

(b) a document mentioned in that definition

$143

7

Lodgement of a document, notice or application under the National Credit Act or Transitional Act that is not mentioned in the other items in this Part, in Part 1 of this Schedule or in Schedule 2

$143

1

The chargeable matter is the lodgement of a document otherwise than electronically

The fee specified in Part 1 or 2 and altered under this Part (if necessary) is increased by $25

2

The chargeable matter is the lodgement of a document, and:

(a) the document must be lodged within a particular period; and

(b) the document is not lodged within the period; and

(c) the document is lodged within 1 calendar month after the specified period

The fee specified in Part 1 or 2 and altered under this Part (if necessary) is increased by $67

3

The chargeable matter is the lodgement of a document, and:

(a) the document must be lodged within a particular period; and

(b) the document is not lodged within the period; and

(c) the document is lodged 1 calendar month or more after the specified period

The fee specified in Part 1 or 2 and altered under this Part (if necessary) is increased by $278

4

If more than one item in this table applies to the person, the items are to be applied in the order of items 1, 2 and 3

1

The making available by ASIC, under subsection 214(1) of the National Credit Act, of an extract of particulars in relation to:

(a) a licensee; or

(b) a credit representative; or

(c) a registered person; or

(d) a person or entity whose details are included in any other register that ASIC is required to keep under the National Credit Act or the Transitional Act.

$12

If the extract includes particulars in relation to more than one person or entity, a separate fee is applicable for each person or entity

2

Inspection of a document register, or a document, under section 219 of the National Credit Act

$36

3

Inspection of a document:

(a) which has been lodged with ASIC; and

(b) which will be included in a document register under section 219 of the National Credit Act; and

(c) in relation to which ASIC has permitted the document register to be inspected

$36