Chargeable matters under the National Credit Act

1

Lodgment of an application to be licensed under subsection 36(1) of the National Credit Act:

(a) if the applicant is an individual and the licence is not a credit provider licence or lessor licence; or

$1,798

(b) if the applicant is an individual and the licence is a credit provider licence or lessor licence; or

$3,468

(c) if the applicant is not an individual and the licence is not a credit provider licence or lessor licence; or

$2,055

(d) if the applicant is not an individual and the licence is a credit provider licence or lessor licence

$4,624

2

Lodgment of information or an audit report under subsection 37(4) of the National Credit Act

No fee

3

Lodgement of an application for an extension of time under subsection 37(5), 49(5), 220(2) or 265(5) of the National Credit Act

No fee

4

Lodgment of an application to have conditions imposed, varied or revoked under paragraph 45(2)(b) of the National Credit Act:

(a) if the licensee is an individual and the licence is not a credit provider licence or lessor licence; or

$2,183

(b) if the licensee is an individual and the licence is a credit provider licence or lessor licence; or

$1,156

(c) if the licensee is not an individual and the licence is not a credit provider licence or lessor licence; or

$2,826

(d) if the licensee is not an individual and the licence is a credit provider licence or lessor licence

$1,284

5

Lodgment of an application for ASIC to approve arrangements under paragraph 48(2)(b) of the National Credit Act

$1,540

6

Lodgment of a statement under subsection 49(1) of the National Credit Act

No fee

7

Lodgement of an application for an extension of time under subsection 53(1) or 101(3) of the National Credit Act

$1,155

8

Lodgment of an annual compliance certificate under subsection 53(1) of the National Credit Act

No fee

9

Lodgment under paragraph 54(1)(a) of the National Credit Act

No fee

10

Lodgment of an application for the variation or cancellation of a banning order under paragraph 83(2)(b) of the National Credit Act

$115

11

Lodgment of a trust account statement and trust account audit report under subsections 100(1) and (2) of the National Credit Act

No fee

12

Lodgment of a report under section 104 of the National Credit Act

No fee

13

Lodgment of an application for relief under section 109 of the National Credit Act

$3,487

14

Lodgment of an application for relief under section 163 of the National Credit Act

$3,487

Chargeable matters under Schedule 1 to the National Credit Act (the National Credit Code)

15

Lodgment of an application for relief under subsection 6(14) of the National Credit Code

$3,487

16

Lodgment of an application for relief under subsection 6(17) of the National Credit Code

$3,487

17

Lodgment of an application for relief under subsection 171(4) of the National Credit Code

$3,487

18

Lodgment of an application for relief under subsection 171(6) of the National Credit Code

$3,487

19

Lodgment of an application for relief under subsection 203A(1) of the National Credit Code

$3,487

20

Lodgment of an application for relief under subsection 203A(3) of the National Credit Code

$3,487

Chargeable matters under the National Consumer Credit Protection (Transitional and Consequential Provisions) Act 2009

21

Lodgment of an application to be registered under subitem 11(1) of Schedule 2 to the Transitional Act

No fee

22

Lodgment of an application to have conditions imposed, varied or revoked under paragraph 14(2)(b) of Schedule 2 to the Transitional Act

$115

23

Lodgment of a statement under subitem 17(1) of Schedule 2 to the Transitional Act

No fee

24

Lodgment of information under subitem 18(1) of Schedule 2 to the Transitional Act

No fee

25

Lodgment of an application to suspend or cancel registration under paragraph 23(1)(a) of Schedule 2 to the Transitional Act

No fee

26

Lodgment of an application for relief under item 41 of Schedule 2 to the Transitional Act

$3,487

Chargeable matters under the National Consumer Credit Protection Regulations 2010

27

Lodgment of particulars of a change under subregulation 9(2) of the National Credit Regulations

No fee

28

Lodgment of particulars of a change under subregulation 9(3) of the National Credit Regulations

No fee

29

Lodgment of particulars of a change in control of a licensee under subregulation 9(10) of the National Credit Regulations

No fee

30

Lodgment of notification of appointment under subregulation 19(3) of the National Credit Regulations

No fee

31

Lodgment of notification of appointment under subregulation 19(5) of the National Credit Regulations

No fee

32

Lodgment of information under a provision of:

(a) the National Credit Regulations; or

(b) the National Credit Act as modified by a provision of the National Credit Regulations;

that relates to an unlicensed carried over lender

No fee

33

Lodgment of information under a provision of:

(a) the National Credit Regulations; or

(b) the National Credit Act as modified by a provision of the National Credit Regulations;

that relates to a special purpose funding entity

No fee

34

Chargeable matters under the National Credit Act

1

Lodgment of a notice of an authorisation, or a notice of a change to, or revocation of, an authorisation, under section 71 of the National Credit Act

No fee

Chargeable matters under the National Consumer Credit Protection Regulations 2010

2

Notification of an address under paragraph 29(6)(a) of the National Credit Regulations

No fee

3

Notification of a change of address under paragraph 29(6)(b) of the National Credit Regulations

No fee

4

Notification of an address under paragraph 30A(3)(a) of the National Credit Regulations

No fee

5

Notification of a change of address under paragraph 30A(3)(b) of the National Credit Regulations

No fee

Other chargeable matters

6

Production by ASIC, under a subpoena, of:

(a) a register mentioned in the definition of chargeable matter in subsection 4(1) of the Act; or

(b) a document mentioned in that definition

$138

7

Lodgment of a document, notice or application under the National Credit Act or Transitional Act that is not mentioned in the other items in this Part, in Part 1 of this Schedule or in Schedule 2

$138

1

The chargeable matter is the lodgment of a document otherwise than electronically

The fee specified in Part 1 or 2 and altered under this Part (if necessary) is increased by $25

2

The chargeable matter is the lodgment of a document, and:

(a) the document must be lodged within a particular period; and

(b) the document is not lodged within the period; and

(c) the document is lodged within 1 calendar month after the specified period

The fee specified in Part 1 or 2 and altered under this Part (if necessary) is increased by $67

3

The chargeable matter is the lodgment of a document, and:

(a) the document must be lodged within a particular period; and

(b) the document is not lodged within the period; and

(c) the document is lodged 1 calendar month or more after the specified period

The fee specified in Part 1 or 2 and altered under this Part (if necessary) is increased by $278

4

If more than one item in this table applies to the person, the items are to be applied in the order of items 1, 2 and 3

1

The making available by ASIC, under subsection 214(1) of the National Credit Act, of an extract of particulars in relation to:

(a) a licensee; or

(b) a credit representative; or

(c) a registered person; or

(d) a person or entity whose details are included in any other register that ASIC is required to keep under the National Credit Act or the Transitional Act.

$12

If the extract includes particulars in relation to more than one person or entity, a separate fee is applicable for each person or entity

2

Inspection of a document register, or a document, under section 219 of the National Credit Act

$35

3

Inspection of a document:

(a) which has been lodged with ASIC; and

(b) which will be included in a document register under section 219 of the National Credit Act; and

(c) in relation to which ASIC has permitted the document register to be inspected

$35