AFS licensees - Financial Advisers Register

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Latest update

New fees and notification periods now apply

Fees and notification periods apply for the financial adviser and authorised representative registers:

  • Licensees have 30 business days from the effective date of change to notify appointments or updates
  • A $31 fee will apply to update representative details or cease a representative
  • A $80 late fee will apply when a notification is less than one (calendar) month late
  • A $333 late fee will apply when a notification is over one (calendar) month late
  • Fees will not apply when licensees initially provide the additional information required to be on the financial advisers register by the professional standards reforms (such as information about the principal place of business of the relevant provider). Fees will apply when this additional information is updated and when any other information on register is updated.

Improvements to online services:

  • AFS Licensees can now update all details online for financial advisers and authorised representatives using ASIC Connect. The paper form used to notify changes previously has been removed.
  • We have updated the invoice to include specific representative details and show the type of fee that was incurred.
  • AFS licensee's controlling entity(ies) can now be notified through the AFS licensee portal using the Form FS20 Change of details.

Further information about the new fees and improvements to our online services can be found below.

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Last updated: 01/07/2019 02:13