- ASIC reaffirms ongoing registration obligation for financial advisers
Key points
Following the commencement of the registration requirement on 16 February 2024, most financial advisers (known as relevant providers) ...
- ASIC issues new legislative instrument for exchange traded funds
ASIC has released a new legislative instrument ASIC Corporations (Relief to Facilitate Admission of Exchange Traded Funds) Instrument 2024/147. It ...
- ASIC update on internal dispute resolution data collection for new reporting requirements
Key points
ASIC data collection shows 87% of financial firms successfully submitted an internal dispute resolution (IDR) report to ASIC between 1 ...
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