CP 114 Client money relating to dealing in OTC derivatives

Released 7 August 2009. Comments closed 18 September 2009.

This consultation paper seeks feedback from financial services licensees and their clients on our proposed guidance on the client money provisions and how we expect financial services licensees to comply with these provisions in the context of dealings in OTC derivatives. It seeks comments on specific issues and the draft regulatory guide.

Download CP 114 (PDF 498 KB) | Read the advisory

Read the report on submissions

Australian Bankers Association Inc
Australian Financial Markets Association
IG Markets Limited
Securities & Derivatives Industry Association
Last updated: 07/08/2009 12:00