CP 114 Client money relating to dealing in OTC derivatives
Released 7 August 2009. Comments closed 18 September 2009.
This consultation paper seeks feedback from financial services licensees and their clients on our proposed guidance on the client money provisions and how we expect financial services licensees to comply with these provisions in the context of dealings in OTC derivatives. It seeks comments on specific issues and the draft regulatory guide.
|Australian Bankers Association Inc|
|Australian Financial Markets Association|
|IG Markets Limited|
|Securities & Derivatives Industry Association|