CP 125 Compensation requirements for credit licensees: Further consultation

Released 23 November 2009. Comments closed 18 December 2009.

This consultation paper follows Consultation Paper 111 Compensation and financial resource arrangements for credit licensees (CP 111), and seeks further feedback on specific aspects of ASIC’s proposals on the compensation requirements that should apply to credit licensees.

We seek the views of potential credit licensees and representatives, consumers and insurers in relation to our proposals.

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Abacus - Australian Mutuals
ADCM Services
Allens Arthur Robinson
Australasian Investor Relations Association
Australian Accounting Standards Board
Australian Bankers' Association
Australian Financial Markets Association
Australian Securities Exchange
Colonial First State Global Asset Management
FIIG Securities
Finance & Treasury Association
Financial Services Institute of Australia
Group of 100
Law Council of Australia
Morgan Stanley Smith Barney Australia
Property Council of Australia
Stockbrokers Association of Australia
Trust Company
Last updated: 23/11/2009 12:00