CP 136 Markets Disciplinary Panel

Released 26 May 2010. Comments closed 21 June 2010.

This consultation paper seeks feedback on a draft regulatory guide on the Markets Disciplinary Panel (MDP). The draft regulatory guide deals with the processes by which matters will be referred to the MDP, what processes will be followed by the MDP in deciding whether to issue infringement notices or accept enforceable undertakings in relation to breaches of the market integrity rules, and what the MDP will take into account in deciding what remedies are appropriate for such breaches.

Download CP 136 (PDF 352 KB) | Read the advisory

Read the report on submissions | Read RG 216


Last updated: 26/05/2010 12:00