CP 140 Responsible entities: Financial requirements

Released 30 September 2010. Comments closed 15 November 2010.

This Consultation Paper sets out ASIC’s proposals on the financial requirements to apply to responsible entities of registered managed investment schemes.

The purpose of this paper is to seek the views of responsible entities and their clients, investors, legal advisers and other interested parties on the proposals we have developed about financial requirements and risk management for responsible entities.

Download CP 140 (PDF 181 KB) | Read the advisory

Read the report on submissions | Read RG 166

Accor Vacation Club
Allens Arthur Robinson
Alliance RE Ltd
Australian Ethical Investment + Superannuation
Australian Plantation Products and Paper Industry Council
Baker and McKenzie
Barringtons House
Blaxland Vineyards Limited
Bunnings Property Management Limited
Commonwealth Bank of Australia
Financial Services Council
First Capital Markets
Harwood Andrews Pty Ltd
Hughes, Harold
Kelly, Alexander (Jamie)
Launch Advisory
Lennie, Owen
McCullough Robertson
McMahon Clarke Legal 
National Australian Bank Limited
National Information Centre on Retirement Investments Inc
One Vue Limited
Property Council of Australia
Trustee Corporations Australia
Last updated: 30/09/2010 12:00