CP 140 Responsible entities: Financial requirements
Released 30 September 2010. Comments closed 15 November 2010.
This Consultation Paper sets out ASIC’s proposals on the financial requirements to apply to responsible entities of registered managed investment schemes.
The purpose of this paper is to seek the views of responsible entities and their clients, investors, legal advisers and other interested parties on the proposals we have developed about financial requirements and risk management for responsible entities.
| Submissions |
| Accor Vacation Club |
| Allens Arthur Robinson |
| Alliance RE Ltd |
| Australian Ethical Investment + Superannuation |
| Australian Plantation Products and Paper Industry Council |
| AXA |
| Baker and McKenzie |
| Barringtons House |
| Blaxland Vineyards Limited |
| Bunnings Property Management Limited |
| Commonwealth Bank of Australia |
| Financial Services Council |
| First Capital Markets |
| Freehills |
| Harwood Andrews Pty Ltd |
| Hughes, Harold |
| Kelly, Alexander (Jamie) |
| KPMG |
| Launch Advisory |
| Lennie, Owen |
| McCullough Robertson |
| McMahon Clarke Legal |
| National Australian Bank Limited |
| National Information Centre on Retirement Investments Inc |
| One Vue Limited |
| Property Council of Australia |
| Transurban |
| Trustee Corporations Australia |