CP 146 Over the counter contracts for difference - Improving disclosure for retail investors

Released 17 November 2010. Comments closed 21 December 2010.

This consultation paper seeks your feedback on proposals to improve disclosure about over-the-counter contracts for difference (OTC CFDs) offered to retail investors. This paper covers both disclosure provided in Product Disclosure Statements (PDSs) and advertising.

It includes a draft regulatory guide that sets out benchmarks for improved disclosure to help retail investors better understand and assess these kinds of financial products.

Our proposals may also be of interest to those associated with the issue of exchange-traded CFDs.

Download the paper (PDF) | Read the media release | View the report on submissions | View current RG 227

  Submission from Date received

1

Australian Financial Markets Association

21 December 2010

2

AxiCorp Financial Services Pty Ltd

21 December 2010

3

Confidential

21 December 2010

4

Confidential

21 December 2010

5

Financial Ombudsman Service

21 December 2010

6

IG Markets Limited

21 December 2010

7

Confidential

21 December 2010

8

Confidential

6 January 2011

9

Lazorne Group Pty Ltd

14 January 2011
Last updated: 17/11/2010 12:00