CP 152 ASICs conversion of ASX and SFE guidance - General operational obligations

Released 28 March 2011. Comments closed 13 May 2011.

This consultation paper seeks feedback on ASIC’s proposed minor modifications, and limited additions, to pre-existing ASX and SFE guidance that we are converting into ASIC regulatory guides, where this guidance continues to be relevant to the ASIC Market Integrity Rules (ASX Market) 2010 and the ASIC Market Integrity Rules (ASX 24 Market) 2010.

This paper focuses on the general operational obligations of ASX and ASX 24 (formerly SFE) market participants. It does not propose changes to the existing obligations under the market integrity rules.

Download the paper (PDF) | Read the advisory

 

Last updated: 28/03/2011 12:00