CP 221 OTC derivatives reform: Proposed amendments to the ASIC Derivative Transaction Rules (Reporting) 2013

Released 25 July 2014. Comments close 29 August 2014.

This consultation paper seeks feedback on our proposals to amend the ASIC Derivative Transaction Rules (Reporting) 2013.

The draft rules attached to this paper set out our proposed amendments, which seek to reduce compliance costs for reporting entities and ensure that regulators obtain comprehensive and complete derivative trade data.

Download CP 221 (PDF 270 KB) | Read the media release

- Attachment to CP 221: Proposed amendments to ASIC Derivative Transaction Rules (Reporting) 2013 (PDF 364 KB)

Read the report on submissions

  Submissions
1 Australian Bankers’ Association (ABA) (PDF 345 KB)
2 Australian Custodial Services Association (ACSA) (PDF 636 KB)
3 Australian Financial Markets Association (AFMA) (PDF 396 KB)
4 Australian Institute of Superannuation Trustees (AIST) (PDF 204 KB)
5 Australian Securitisation Forum (ASF) (PDF 726 KB)
6 Customer Owned Banking Association (COBA) (PDF 152 KB)
7 Depository Trust and Clearing Corporation (DTCC) (PDF 454 KB)
8 Financial Services Council (FSC) (PDF 677 KB)
9 Global Financial Markets Association (GFMA) (PDF 402 KB)
10 International Swaps and Derivatives Association (ISDA) (PDF 350 KB)
11 Origin Energy (PDF 108 KB)
12 State Street Bank and Trust Company (PDF 305 KB)
Last updated: 13/02/2015 12:00