CP 244 Remaking ASIC class orders on dealing in underlying investments
Released 4 December 2015. Comments close 15 February 2016.
This consultation paper sets out ASIC’s proposals to remake our class orders on dealing in underlying investments. Under the Legislative Instruments Act 2003, these class orders will expire (‘sunset’) if not remade.
We are seeking feedback from superannuation trustees and responsible entities of registered managed investment schemes on our proposals to remake, without significant changes, the following class orders:
- Class Order [CO 02/1161] Licensing relief (dealing) for public offer superannuation entities, which is due to expire on 1 April 2017;
- Class Order [CO 02/1073] Financial Services Guide: Dealing in underlying investments by responsible entities, which is due to expire on 1 April 2017; and
- Class Order [CO 02/1074] Financial Services Guide: Dealing in underlying investments by superannuation trustees, which is due to expire on 1 April 2017.
Download CP 244 (PDF 125 KB) | Read the media release | Media release on new instrument
| Submissions | |
| 1 | Australian Institute of Superannuation Trustees (AIST) (PDF 354 KB) |