CP 278 Remaking ASIC class order on reporting requirements for AFS licensees who are natural persons

Released 17 February 2017. Comments close 20 March 2017

This consultation paper sets out ASIC’s proposals to remake our class order on reporting requirements for Australian financial services (AFS) licensees who are natural persons. Under the Legislative Act 2003, this class order will expire (‘sunset’) if not remade.

We are seeking feedback from AFS licensees on our proposals to remake, without significant changes, Class Order [CO 03/748] Reporting requirements under s989B, which is due to expire on 1 October 2017.