CP 83 Review of ASIC policy on investor directed portfolio services

Released 20 June 2007. Comments closed 4 September 2007.

We are reviewing Policy Statement 148 Investor directed portfolio services [PS 148] and associated class order exemptions. Your responses to this consultation paper will help us with that review. Following the consultation process, we propose to issue a revised policy statement and class orders.

This consultation paper also includes a specific set of proposals relevant to superannuation funds to which s1012IA of the Corporations Act 2001 (the Act) applies. These proposals relate to when the holder of an Australian financial services (AFS) licence or their representative may act as an agent for receiving the PDSs that must be given under s1012IA. These are the only proposals in this consultation paper that are relevant to superannuation funds.

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Last updated: 20/06/2007 12:00