CP 87 Compensation and insurance arrangements for AFS licensees

Released 23 July 2007. Comments closed 14 September 2007.

This consultation paper:

  • sets out how ASIC proposes to administer the new compensation requirements; and
  • seeks the views of AFS licensees and representatives, their clients, and insurers.

Download CP 87 (PDF 408 KB) | Read the information release

Read the report on submissions | Read RG 126

Read the report into the PI insurance market

SubmissionsDate
Australian Bankers Association Inc (ABA) 28 September 2007
Investment & Financial Services Association Ltd (IFSA) 24 September 2007
The Institute of Chartered Accountants in Australia 21 September 2007
Law Council of Australia 20 September 2007
Assetinsure Pty Ltd 14 September 2007
Australian Securities Exchange (ASX) 14 September 2007
CPA Australia 14 September 2007
Financial Planning Association of Australia Limited 14 September 2007
IMF Australia Ltd 14 September 2007
Insurance Council of Australia Limited 14 September 2007
National Insurance Brokers Association (NIBA) 14 September 2007
Securities and Derivatives Industry Association (SDIA) 14 September 2007
Synchron 14 September 2007
The Intelligent Investor 12 September 2007
Financial Industry Complaints Service Limited 12 September 2007
Association of Superannuation Funds of Australia Ltd 11 September 2007
WealthSure Pty Ltd 10 September 2007
White Knight Consulting 3 September 2007
AXA Financial Planning Limited 15 August 2007
Finity Consulting Pty Ltd 3 August 2007

 

 

Last updated: 23/07/2007 12:00