CP 110 General conduct obligations of credit licensees
Released 15 July 2009. Comments closed 12 August 2009.
This paper sets out ASIC's proposals for guidance about meeting the general conduct obligations of Australian credit licensees under cl 47(1) of the National Consumer Credit Protection Bill 2009. We propose to provide this guidance in an updated version of our existing Regulatory Guide 104 Licensing: Meeting the general obligations (RG 104). Attached to this paper is a draft version of the updated RG 104.
We are seeking the views of potential credit licensees and consumers on our proposals.
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Read the report on submissions
| Submissions | Date |
|---|---|
| AAMC Training Group | 11 August 2009 |
| Abacus Australian Mutuals | 14 August 2009 |
| Australasian Compliance Institute | 13 August 2009 |
| Australian Bankers’ Association | 18 August 2009 |
| Australian Collectors & Debt Buyers Association | 12 August 2009 |
| Australian Finance Conference | 2 September 2009 |
| Australian Institute of Credit Management | 12 August 2009 |
| Challenger Financial Services Group | 12 August 2009 |
| Dun & Bradstreet | 11 August 2009 |
| Financial Planning Association of Australia | 19 August 2009 |
| Financiers Association of Australia / Min-it Software | 12 August 2009 |
| GE Capital Finance Australasia | 12 August 2009 |
| Institute of Chartered Accountants in Australia | 14 August 2009 |
| Institute of Mercantile Agents | 13 August 2009 |
| Insurance Council of Australia | 14 August 2009 |
| Legal Aid ACT | 14 August 2009 |
| Legal Aid Queensland | 18 August 2009 |
| Mortgage & Finance Association of Australia | 10 August 2009 |
| National Financial Services Federation Limited | 11 August 2009 |
| Principled Mortgage Investments | 28 July 2009 |