CP 195 Proposed amendments to ASIC market integrity rules - ASX 24 and FEX markets

Released 15 November 2012. Comments closed 21 December 2012.

This consultation paper sets out our proposals for amending the ASIC Market Integrity Rules (ASX 24 Market) 2010 and the proposed market integrity rules for the FEX Global Pty Ltd (FEX) market.

The proposed amendments relate to rules on:

  • risk management requirements for market participants that trade on a house account on the ASX 24 and/or FEX markets;
  • supervision policy and procedure requirements for market participants that trade on the ASX 24 and/or FEX markets;
  • minimum presence requirements for foreign market participants that trade on the ASX 24 and/or FEX markets and that do not hold an Australian financial services (AFS) licence; and

capital, reporting, margins and disclosure requirements in relation to clearing arrangements for market participants that trade on the FEX market.

Download the paper (PDF 281 KB)

- Attachment 1 to CP 195: (ASX 24) (PDF 329 KB)

- Attachment 2 to CP 195: (FEX) (PDF 1.8MB) | Read the media release | View the report on submissions

  Submissions

1

Australian Financial Markets Association (AFMA)

2

ASX Limited
Last updated: 15/11/2012 12:00