CP 197 Holding scheme property and other assets
Released 20 December 2012. Comments closed 28 February 2013.
This consultation paper seeks feedback on our proposals to update our guidance for responsible entities of registered managed investment schemes on holding scheme property and other assets.
The proposals in this paper are also relevant for:
- licensed providers of custodial or depository services (licensed custody providers);
- operators of managed discretionary account (MDA) services who are responsible to clients for holding assets under an MDA service; and
- investor directed portfolio service (IDPS) operators who are responsible to clients for holding assets under an IDPS.
A draft updated version of Regulatory Guide 133 Managed investments and custody: Holding scheme property and other assets (RG 133) is attached to this paper.
Note: For the definitions of key terms in this consultation paper, see ‘Key terms’ in the attached draft updated RG 133.
Download the paper (PDF 511 KB) | Read the media release | Read the report on submissions
 | Submissions |
|---|---|
1
|
Australian Custodial Services Association |
2
|
Compliance & Risk Services Pty Ltd |
3
|
Financial Services Council |
4
|
Henry Davis York |
5
|
HSBC |
6
|
McCullough Robertson Lawyers |
7
|
Primary Securities |
8
|
Property Council of Australia |