CP 296 Funds management

Released 26 October 2017. Comments close 8 December 2017.

This consultation paper seeks feedback on our proposed guidance in relation to managed investment schemes, corporate collective investment vehicles (CCIVs) and passport funds.

This paper attaches the following draft guides:

• draft Regulatory Guide 000 Funds management: Establishing and registering a fund
• draft updated Regulatory Guide 134 Funds management: Constitutions
• draft updated Regulatory Guide 132 Funds management: Compliance and oversight
• draft updated Regulatory Guide 133 Funds management and custodial services: Holding assets
• draft updated Regulatory Guide 136 Funds management: Discretionary powers and
• draft Regulatory Guide 000 Foreign passport funds

Note: This paper is based on the exposure drafts of the Treasury Laws Amendment (Corporate Collective Investment Vehicle) Bill 2017 and Corporations Amendment (Asia Region Funds Passport) Bill 2017, released 25 August 2017.

Download

• Consultation Paper 296 (PDF 875KB)
• Attachment 1 to CP 296 - draft Regulatory Guide 000 Funds management: Establishing and registering a fund (PDF 658KB)
• Attachment 2 to CP 296 - draft updated Regulatory Guide 134 Funds management: Constitutions (PDF 570KB)
• Attachment 3 to CP 296 - draft updated Regulatory Guide 132 Funds management: Compliance and oversight (PDF 558KB)
• Attachment 4 to CP 296 - draft updated Regulatory Guide 133 Funds management and custodial services: Holding assets (PDF 599KB)
• Attachment 5 to CP 296 - draft updated Regulatory Guide 136 Funds management: Discretionary powers (PDF 515KB)
• Attachment 6 to CP 296 - draft Regulatory Guide 000 Foreign passport funds (PDF 463KB)

Related links

• Media Release 18-222MR and links to final RGs
• Report 582 on submissions
• Funds management