CP 308 Review of RG 97 Disclosing fees and costs in PDSs and periodic statements
Released 8 January 2019. Comments closed 2 April 2019.
This consultation paper sets out our response to the recommendations in Report 581 Review of ASIC Regulatory Guide 97: Disclosing fees and costs in PDSs and periodic statements (REP 581).
It seeks feedback on a draft updated Regulatory Guide 97 Disclosing fees and costs in PDSs and periodic statements (draft updated RG 97) and proposed amendments to Sch 10 to the Corporations Regulations (draft amendments to Sch 10).
For further information on the consultation please see RG 97 review and consultation.
Download
- CP 308 (PDF 1.7 MB)
- Attachment 1 to CP 308 - draft updated RG 97 (PDF 1.1 MB)
- Attachment 2 to CP 308 - draft amendments to Sch 10 (PDF 539 KB) | (Word 101 KB - accessible version)
Related documents
- REP 637 Response to submissions on CP 308 Review of Regulatory Guide 97
- REP 638 Consumer testing of the fees and costs tools for superannuation and managed investment schemes
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RG 97 Disclosing fees and costs in PDSs and periodic statements
-
ASIC Corporations (Disclosure of Fees and Costs) Instrument 2019/1070
- 19-328MR ASIC releases updated RG 97 on fees and cost disclosure
Submissions
- Actuaries Institute (PDF 138KB)
- Association of Financial Advisers Ltd (PDF 267KB)
- AIMA Australia (PDF 65KB)
- AIST (PDF 138KB)
- ASFA (PDF 295KB)
- Australian Investment Council (PDF 178KB)
- AustralianSuper Pty Ltd, trustee of AustralianSuper (PDF 575KB)
- BlackRock Investment Management (Australia) Limited (PDF 217KB)
- Chant West Pty Limited (PDF 275KB)
- CHOICE, Superannuation Consumers’ Centre (PDF 767KB)
- Equity Trustees Limited (PDF 494KB)
- Financial Express Australia (PDF 138KB)
- FSS Trustee Corporation, trustee for the First State Superannuation Scheme (PDF 2MB)
- Financial Planning Association of Australia (PDF 322KB)
- Financial Services Council (PDF 393KB)
- Hartley, David (PDF 105KB)
- Industry Super Australia Pty Ltd (PDF 166KB)
- Johnson Winter & Slattery (PDF 147KB)
- Klein, Fritz Thomas (PDF 105KB)
- Law Council of Australia (PDF 398KB)
- Perpetual Limited (PDF 586KB)
- Peterson Research Institute (PDF 586KB)
- Pinnacle Investment Management Group Limited (PDF 194KB)
- Property Council of Australia (PDF 413KB)
- Property Funds Association (PDF 405KB)
- SCS Super Pty Limited, as trustee of Australian Catholic Superannuation & Retirement Fund (PDF 420KB)
- Telstra Super Pty Ltd, trustee of the Telstra Superannuation Scheme (PDF 334KB)
- Vanguard Investments Australia Ltd (PDF 526KB)