CP 325 Product design and distribution obligations
Released 19 December 2019. Comments close 11 March 2020.
This paper sets out ASIC’s proposals for guidance on the design and distribution obligations in Pt 7.8A of the Corporations Act. It also sets out additional proposals relating to our administration of the design and distribution regime. We are seeking the views of interested stakeholders, including industry and consumers, on our proposals.
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Related documents
- RG 274 Product design and distribution obligations
- REP 674 Response to submissions on CP 325 on product design and distribution obligations
- ASIC Corporations (Design and Distribution Obligations—Exchange Traded Products Instrument 2020/1090
- 20-320MR ASIC releases regulatory guide on product design and distribution obligations
Submissions
- Actuaries Institute (PDF 123KB)
- ANZ (PDF 543KB)
- Association of Financial Advisers (PDF 314KB)
- Association of Securities and Derivatives Advisers of Australia (PDF 9MB)
- ASX (PDF 236KB)
- Australian Banking Association (PDF 290KB)
- Australian Financial Industry Association (PDF 336KB)
- Australian Institute of Superannuation Trustees (PDF 244KB)
- Australian Retail Credit Association (PDF 205KB)
- Australian Securitisation Forum (PDF 212KB)
- Australian Timeshare Holiday Ownership Council (PDF 159KB)
- Baker McKenzie (PDF 255KB)
- Business Council of Co-operatives and Mutuals (PDF 717KB)
- Chi-X (PDF 718KB)
- CHOICE, Consumer Action Law Centre, Financial Counselling Australia and Financial Rights Legal Centre (joint submission) (PDF 400KB)
- ClearView Wealth Limited (PDF 3MB)
- Customer Owned Banking Association (PDF 52KB)
- Equity Trustees (PDF 5MB)
- FE fundinfo (PDF 127KB)
- Finance Brokers Association of Australia (PDF 646KB)
- Financial Planning Association (PDF 114KB)
- Financial Services Council (PDF 785KB)
- GAIN Capital Australia (PDF 3.8MB)
- IG (PDF 206KB)
- Industry Super Australia (PDF 277KB)
- Insurance Australia Group (PDF 152KB)
- Insurance Council Australia (PDF 526KB)
- Law Council of Australia (PDF 153KB)
- Legal Aid NSW (PDF 981KB)
- Legal Aid Queensland (PDF 308KB)
- Listed Investment Companies Trusts Association (PDF 226KB)
- Mackay, Max (PDF 315KB)
- Melbourne Securities Corporation (PDF 748KB)
- Mills Oakley (PDF 313KB)
- Morgans Financial Limited (PDF 597KB)
- Mortgage & Finance Association of Australia (PDF 271KB)
- National Insurance Brokers Association (PDF 719KB)
- Pepperstone (PDF 228KB)
- Platinum Investment Management Ltd (PDF 1236B)
- RACQ (PDF 502KB)
- Skyjed (PDF 439KB)
- Westpac (PDF 400KB)
- Zurich Financial Services Australia Limited (PDF 65KB)