22 February 2021: In response to a number of requests from stakeholders, ASIC has decided to extend the closing date for feedback on CP 334 by two weeks to 15 March 2021.

27 January 2021: We wish to draw stakeholders’ attention to ESMA’s 17 December 2020 final report on its derivative transaction reporting rule changes and the changes or final options adopted at 4.2.2 Unique Trade Identifier (UTI) and at 4.2.4 Use of Legal Entity Identifiers (LEIs).

Given our in-principle intent to align as closely as practical with the rules of other jurisdictions, we will consider also adopting such changes in the next version of proposed ASIC rules for consultation.

Stakeholders should take this into account in their feedback to CP 334.

We have provided below a Word version of the list of proposals and questions to assist stakeholders in compiling feedback.

Submissions

ASIC received 40 submissions to CP 334. Below are the non-confidential submissions from entities.

1. APIR Systems Limited (PDF 215 KB)
2. DTCC Data Repository Singapore Pte. Ltd. (PDF 266 KB)
3. Equity Trustees Limited (PDF 2.27 MB)
4. Global Legal Entity Identifier Foundation (PDF 244 KB)
5. IG Markets (PDF 1.20 MB)
6. IHS Markit (PDF 266 KB)
7. ISDA, AFMA and GFMA joint submission (PDF 549 KB)
8. LCH Limited (PDF 268 KB)