CP 363 Remaking ASIC class order on financial requirements for retail OTC derivative issuers: [CO 12/752]
Released 30 June 2022. Comments closed 29 July 2022.
This consultation paper sets out ASIC’s proposal to remake, without significant changes, Class Order [CO 12/752] Financial requirements for retail OTC derivative issuers.
Under the Legislation Act 2003, this class order will expire (‘sunset’) if not remade. We are seeking feedback on our proposal.