CP 87 Compensation and insurance arrangements for AFS licensees
Released 23 July 2007. Comments closed 14 September 2007.
This consultation paper:
- sets out how ASIC proposes to administer the new compensation requirements; and
- seeks the views of AFS licensees and representatives, their clients, and insurers.
Download CP 87 (PDF 408 KB) | Read the information release
Read the report on submissions | Read RG 126
Read the report into the PI insurance market
| Submissions | Date |
|---|---|
| Australian Bankers Association Inc (ABA) | 28 September 2007 |
| Investment & Financial Services Association Ltd (IFSA) | 24 September 2007 |
| The Institute of Chartered Accountants in Australia | 21 September 2007 |
| Law Council of Australia | 20 September 2007 |
| Assetinsure Pty Ltd | 14 September 2007 |
| Australian Securities Exchange (ASX) | 14 September 2007 |
| CPA Australia | 14 September 2007 |
| Financial Planning Association of Australia Limited | 14 September 2007 |
| IMF Australia Ltd | 14 September 2007 |
| Insurance Council of Australia Limited | 14 September 2007 |
| National Insurance Brokers Association (NIBA) | 14 September 2007 |
| Securities and Derivatives Industry Association (SDIA) | 14 September 2007 |
| Synchron | 14 September 2007 |
| The Intelligent Investor | 12 September 2007 |
| Financial Industry Complaints Service Limited | 12 September 2007 |
| Association of Superannuation Funds of Australia Ltd | 11 September 2007 |
| WealthSure Pty Ltd | 10 September 2007 |
| White Knight Consulting | 3 September 2007 |
| AXA Financial Planning Limited | 15 August 2007 |
| Finity Consulting Pty Ltd | 3 August 2007 |