Released 4 December 2019 This report highlights the key issues that arose out of the submissions received on Consultation Paper 317 Unsolicited ...

Released 3 December 2019 ASIC has undertaken a project to examine: the ways in which superannuation funds provide financial advice to members ...

Released 29 November 2019 This report was commissioned by ASIC and produced by Susan Bell Research. It sets out the results of consumer testing ...

Released 29 November 2019 This report highlights the key issues that arose out of the submissions received on Consultation Paper 308 Review of RG 97 ...

Released 28 November 2019 This report summarises ASIC’s review of compliance with the fee disclosure statement and renewal notice obligations by a ...

Released 13 November 2019 This report highlights the key feedback from the submissions received on Consultation Paper 321 Whistleblower policies (CP ...

Released 23 October 2019. This report outlines the findings of our assessment of the markets operated by Bloomberg Tradebook Australia Pty Ltd ...

Released 17 October 2019 This report summarises the findings and recommendations from ASIC’s thematic review of total and permanent disability (TPD) ...

Released 14 October 2019 Financial services disclosure has traditionally been assumed to inform us (as consumers), help us make ‘good’ financial ...

Good corporate governance in the financial services sector is essential for a fair, strong, and efficient financial system for all Australians. In ...